STOCK TITAN

Rhinebeck Bancorp (RBKB) CEO adds 12,425 common shares in July buy

(High)
(Positive)
Form Type
4

Rhea-AI Filing Summary

Rhinebeck Bancorp, Inc. President & CEO Matthew James Smith purchased a total of 12,425 shares of common stock on July 22, 2026, in two direct transactions: 2,300 shares at $11.995 per share and 10,125 shares at $12.00 per share.

The acquired shares are described as restricted stock that vest 33 1/3% per year commencing on May 26, 2027. Smith also reports indirect ownership of 479 common shares held through a 401(k), reflecting plan transactions not required to be reported under Section 16.

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Insights

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Insider Smith Matthew James
Role President & CEO
Bought 12,425 shs ($149K)
Type Security Shares Price Value
Purchase Common Stock F1 2,300 $11.995 $28K
Purchase Common Stock F1 10,125 $12.00 $122K
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 36,251 shares (Direct); Common Stock — 479 shares (Indirect, By 401(k))
Footnotes (2)
  1. F1. Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
  2. F2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
Total shares purchased 12,425 shares Common stock purchased by Matthew James Smith on July 22, 2026
Purchase price per share (lot 1) $11.9950 per share Price for 2,300-share common stock purchase on July 22, 2026
Purchase price per share (lot 2) $12.0000 per share Price for 10,125-share common stock purchase on July 22, 2026
Indirect 401(k) holdings 479 shares Common shares held indirectly by 401(k) after the reported transactions
Restricted stock vesting rate 33 1/3% per year Vesting rate for restricted stock beginning May 26, 2027
Restricted stock vesting commencement May 26, 2027 Date restricted stock begins vesting at 33 1/3% per year
restricted stock financial
"Shares of restricted stock vest at a rate of 33 1/3% per year"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Section 16 regulatory
"Reflects transactions not required to be reported pursuant to Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect ownership financial
"Indirect ownership noted as By 401(k) for 479 common shares"
401(k) financial
"Nature of ownership listed as By 401(k) for certain common shares"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock purchase did Rhinebeck Bancorp (RBKB) report for July 22, 2026?

Rhinebeck Bancorp reported that President & CEO Matthew James Smith bought 12,425 shares of common stock on July 22, 2026. The transactions were in two lots at $11.995 and $12.00 per share, all held directly in his name.

Who is Matthew James Smith in relation to Rhinebeck Bancorp (RBKB)?

Matthew James Smith is Rhinebeck Bancorp’s President & CEO and also serves as a director. His reported stock purchases therefore represent additional ownership by a senior executive and board member, beyond any indirect holdings through benefit plans.

Are the RBKB shares acquired by Matthew James Smith described as restricted stock?

Yes. A footnote explains that the reported shares are restricted stock that vest at 33 1/3% per year, starting on May 26, 2027. This means full vesting occurs over three years from that commencement date.

How many Rhinebeck Bancorp (RBKB) shares does Matthew James Smith hold through his 401(k)?

The report shows an indirect holding of 479 shares of Rhinebeck Bancorp common stock via a 401(k) plan. A related footnote notes that these reflect plan transactions not required to be reported under Section 16 rules.

Were Matthew James Smith's RBKB stock trades made under a Rule 10b5-1 trading plan?

No indication is given that these trades were under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox associated with the reported transactions is not marked as affirming plan-based trading.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Matthew James

(Last)(First)(Middle)
2 JEFFERSON PLAZA

(Street)
POUGHKEEPSIE NEW YORK 12601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rhinebeck Bancorp, Inc. [ RBKB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/22/2026P2,300A$11.99526,126(1)D
Common Stock07/22/2026P10,125A$1236,251(1)D
Common Stock479(2)IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
/s/ Scott A. Brown, pursuant to power of attorney07/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)