[Form 4] Rubrik, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rubrik, Inc. director reports stock conversion and sales by family trust. On 12/01/2025, the John and Sandra Thompson Trust, for which the reporting person is a co-trustee, converted 9,009 shares of Rubrik Class B Common Stock into 9,009 shares of Class A Common Stock at a price of $0 per share. That same day, the trust sold 4,223 Class A shares at a weighted average price of $68.40 per share, 4,586 shares at a weighted average price of $69.02 per share, and 200 shares at a weighted average price of $69.83 per share, in each case under a Rule 10b5-1 trading plan. Following these transactions, the trust held 998 Class A shares indirectly for the reporting person, who also held 2,702 Class A shares directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 9,009 shares ($619,345)
Net Sell
7 txns
Insider
THOMPSON JOHN WENDELL
Role
Director
Sold
9,009 shs ($619K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Class B Common Stock | 9,009 | $0.00 | -- |
| Conversion | Class A Common Stock | 9,009 | $0.00 | -- |
| Sale | Class A Common Stock | 4,223 | $68.40 | $289K |
| Sale | Class A Common Stock | 4,586 | $69.02 | $317K |
| Sale | Class A Common Stock | 200 | $69.83 | $14K |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class B Common Stock — 845,338 shares (Indirect, By John and Sandra Thompson Trust);
Class A Common Stock — 10,007 shares (Indirect, By John and Sandra Thompson Trust);
Class B Common Stock — 24,999 shares (Direct);
Class A Common Stock — 2,702 shares (Direct)
Footnotes (1)
- The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $68.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.68 to $69.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.79 to $69.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
