RC: Form 144 notice for common stock sales

RC disclosed a Form 144 notice identifying proposed sales of Common stock by Fidelity Brokerage Services LLC.

Rhea-AI Filing Summary

RC disclosed a Form 144 notice identifying proposed sales of Common stock by Fidelity Brokerage Services LLC. The filing lists historical acquisitions by the broker-dealer, including open-market purchases of 1,000 shares on 11/25/2016 and 1,400 shares on 03/19/2020, plus several dividend-reinvestment purchases in 2020–2026. The notice records transaction types (open-market purchases, dividend reinvestment) and specific trade dates; the filing excerpt does not state aggregate sale amounts or proceeds.

Key Figures

Open-market purchase: 1,000 shares Open-market purchase: 1,400 shares Dividend reinvestment lot: 117 shares +1 more

4 metrics

Open-market purchase 1,000 shares purchase on 11/25/2016

Open-market purchase 1,400 shares purchase on 03/19/2020

Dividend reinvestment lot 117 shares dividend reinvestment on 04/30/2020

Dividend reinvestment lot 15 shares dividend reinvestment on 04/29/2026

Key Terms

Form 144, Dividend reinvestment, Open Market Purchase

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Dividend reinvestment financial

"Common | 04/30/2020 | Dividend reinvestment"

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

Open Market Purchase financial

"Common | 11/25/2016 | Open Market Purchase"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does RC's Form 144 filed by Fidelity mean?

It notifies the SEC of proposed sales of RC common stock by Fidelity Brokerage Services LLC. The filing lists prior acquisition dates and methods and serves as a compliance notice for affiliate-resales.

How many shares are shown in the filing as example purchases?

Examples in the excerpt include 1,000 shares bought on 11/25/2016 and 1,400 shares bought on 03/19/2020. Several smaller dividend-reinvestment lots from 2020–2026 are also listed.

Does the excerpt state the total shares for sale under Rule 144?

No. The provided excerpt lists transaction history and sample lots but does not state an aggregate number of shares offered for resale or total proceeds in the visible text.

Which transaction types are listed in the Form 144 excerpt for RC?

The excerpt explicitly lists Open Market Purchase and Dividend reinvestment as acquisition methods for the Common stock, with corresponding trade dates and lot sizes.

Who is the filer shown in the excerpt for these transactions?

The excerpt identifies Fidelity Brokerage Services LLC at 245 Summer Street, Boston, MA, as the entity associated with the listed Common stock transactions on behalf of the account shown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/29/2026 - 02:54 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001778219
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ready Capital Corp
SEC File Number	001-35808
Address of Issuer	1251 AVENUE OF THE AMERICAS 50TH FLOOR NEW YORK NEW YORK 10020
Phone	(800) 453-3548
Name of Person for Whose Account the Securities are To Be Sold	Ahlborn Andrew
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	2799	5066.19	165219071	05/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/25/2016	Open Market Purchase	Issuer			1000	11/25/2016	Cash/Check
Common	03/19/2020	Open Market Purchase	Issuer			1400	03/19/2020	Cash/Check
Common	04/30/2020	Dividend reinvestment	Issuer			117	04/30/2020	Cash/Check
Common	04/29/2025	Dividend reinvestment	Issuer			70	04/29/2025	Cash/Check
Common	07/30/2025	Dividend reinvestment	Issuer			73	07/30/2025	Cash/Check
Common	11/30/2025	Dividend reinvestment	Issuer			111	10/30/2025	Cash/Check
Common	01/29/2026	Dividend reinvestment	Issuer			13	01/29/2026	Cash/Check
Common	04/29/2026	Dividend reinvestment	Issuer			15	04/29/2026	Cash/Check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares sold out of account: FMT CO CUST IRA Rollover FBO Andrew Ahlborn
Date of Notice	05/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Christian Nasser as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Andrew Ahlborn
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)