STOCK TITAN

Ready Capital (NYSE: RC) director buys 40,000 shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Ready Capital Corp director Nathan E. Gilbert increased his stake through open-market purchases and an equity award. He bought 10,000 shares of Common Stock on March 5, 2026 at $2.020 per share and 30,000 shares on March 6, 2026 at $1.947 per share.

On March 5, 2026 he was also granted 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan, vesting in four equal installments on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. After these transactions, he directly owned 216,358 shares, with an additional 7,000 shares held indirectly by his spouse.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NATHAN GILBERT E

(Last) (First) (Middle)
C/O READY CAPITAL CORPORATION,
1251 AVENUE OF THE AMERICAS, 50TH FLOOR

(Street)
NEW YORK NY 10020

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Ready Capital Corp [ RC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/05/2026 P 10,000 A $2.02 128,106 D
Common Stock 03/05/2026 A 58,252(1) A $0 186,358 D
Common Stock 03/06/2026 P 30,000 A $1.947(2) 216,358 D
Common Stock 7,000 I by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On March 5, 2026, the reporting person was awarded 58,252 shares of restricted Common Stock under the Ready Capital Corporation 2023 Equity Incentive Plan. The shares will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.
2. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.9199 to $1.9902, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Remarks:
/s/ Misbah Mohiuddin, Attorney-in-Fact 03/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Ready Capital (RC) director Nathan E. Gilbert report?

Nathan E. Gilbert reported open-market purchases and an equity award. He bought 40,000 Ready Capital Common Stock shares over March 5–6, 2026 and received 58,252 restricted shares that will vest in four equal installments during 2026 under the company’s 2023 Equity Incentive Plan.

How many Ready Capital (RC) shares did Nathan E. Gilbert buy and at what prices?

He bought 10,000 Ready Capital Common Stock shares on March 5, 2026 at $2.020 per share and 30,000 shares on March 6, 2026 at $1.947 per share. All purchases were reported as open-market transactions, increasing his direct ownership position in the company.

What are the terms of Nathan E. Gilbert’s 58,252-share restricted stock award from Ready Capital (RC)?

He was awarded 58,252 restricted Ready Capital Common Stock shares on March 5, 2026 under the 2023 Equity Incentive Plan. These shares vest in four equal quarterly installments on March 31, June 30, September 30, and December 31, 2026, aligning the director’s compensation with company performance.

How many Ready Capital (RC) shares does Nathan E. Gilbert own after these transactions?

Following the reported transactions, Nathan E. Gilbert directly owns 216,358 shares of Ready Capital Common Stock. In addition, 7,000 shares are held indirectly by his spouse. The filing reflects both direct and indirect holdings as part of his overall beneficial ownership disclosure.

Are any of Nathan E. Gilbert’s Ready Capital (RC) shares held indirectly?

Yes. The filing shows 7,000 Ready Capital Common Stock shares held indirectly by his spouse. These are reported separately from his 216,358 directly held shares, providing a fuller view of his beneficial ownership across both personal and spousal accounts.
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