Welcome to our dedicated page for ROCKET PHARMACEUTICALS SEC filings (Ticker: RCKTW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Rocket Pharmaceuticals’ Chief Medical Officer Syed Ali-aamir Rizvi received new equity awards. On February 11, 2026, he was granted 61,963 shares of common stock in the form of restricted stock units at $0 per share, bringing his directly held common stock (including RSUs) to 407,874 shares.
He was also granted a stock option covering 93,037 shares of common stock with an exercise price of $3.24 per share. For both the RSUs and the option, one-third vests on February 11, 2027, with the remainder vesting in equal quarterly installments over the following two years, contingent on continued employment.
Stevens Christopher James reported acquisition or exercise transactions in a Form 4 filing for RCKT. The filing lists transactions totaling 155,000 shares. Following the reported transactions, holdings were 93,037 shares.
Rocket Pharmaceuticals executive Sarbani Chaudhuri received new equity awards in the form of stock options and restricted stock units. On February 11, 2026, she was granted 125,924 shares of common stock as RSUs at a price of $0, increasing her directly held common stock to 285,160 shares.
She also received a stock option covering 189,076 shares of common stock at an exercise price of $3.24 per share. For both the RSUs and the option, one-third will vest on February 11, 2027, with the remaining portions vesting in equal quarterly installments over the following two years, contingent on continued employment.
An affiliate of RCKT filed a Rule 144 notice to sell 12,279 shares of common stock through Fidelity Brokerage Services, with an aggregate market value of $40,669.28. The shares were acquired via restricted stock vesting on 02/11/2026 and the approximate sale date is 02/13/2026.
The notice states that 108,222,228 shares of the issuer’s common stock were outstanding. Over the prior three months, the same seller disposed of 6,276 shares of common stock for gross proceeds of $18,720.05. The filer represents they are not aware of undisclosed material adverse information about the issuer.
Rocket Pharmaceuticals shareholder Jonathan D. Schwartz has filed to sell 14,508 shares of common stock. The planned sale, through Fidelity Brokerage Services, has an aggregate market value of $48,051.95, with an approximate sale date of February 13, 2026 on NASDAQ.
The 14,508 shares were acquired on February 11, 2026 via restricted stock vesting from the issuer as compensation. Schwartz previously sold 2,545 common shares on November 18, 2025 for gross proceeds of $7,591.22. Shares outstanding were 108,222,228 at the time referenced.
John Militello filed a notice of proposed sale of 3,726 shares of common stock of issuer RCKT under Rule 144. The shares, with an aggregate market value of $12,340.88, are to be sold through Fidelity Brokerage Services LLC on NASDAQ, where 108,222,228 shares are outstanding.
The securities were acquired on 02/11/2026 through restricted stock vesting from the issuer as compensation. Militello previously sold 1,086 common shares for gross proceeds of $3,239.32 on 11/18/2025. By signing, he represents he is not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
RTW Investments, LP and Roderick Wong, M.D. filed a Form 4 reporting settlement of multiple equity swaps and related transactions in Rocket Pharmaceuticals (RCKT). On 09/19/2025 three previously disclosed equity swaps expired and settled, resulting in the conversion/settlement of positions tied to 1,000,000, 41,000, and 59,000 shares at specified reference prices. The Form shows simultaneous acquisitions and dispositions tied to those settlements but states the aggregate beneficial ownership did not change after settlement. The filing also discloses 47,667 restricted stock units held by Dr. Wong that convert one-for-one to common stock and will vest in full on June 18, 2026. The Adviser and Dr. Wong disclaim beneficial ownership except to the extent of any pecuniary interest.
Rocket Pharmaceuticals, Inc. (RCKT) Form 3 reports an initial Section 16 filing for Syed Ali-aamir Rizvi. The filing identifies Mr. Rizvi as Chief Medical Officer and provides his business address at Rocket Pharmaceuticals' Cranbury, NJ location. The event date triggering the filing is 09/15/2025, and the form states no securities are beneficially owned by the reporting person at this time. The document is signed by an attorney-in-fact on behalf of Mr. Rizvi on 09/22/2025.