[144] Rocky Brands, Inc. SEC Filing

Rhea-AI Filing Summary

Rocky Brands, Inc. (RCKY) filed a Form 144 reporting a proposed sale of 5,000 shares of common stock through J.P. Morgan Securities LLC on 09/02/2025. The filing states the aggregate market value of the shares is $152,550 with 7,468,341 shares outstanding, and shows the shares were acquired and paid for on 09/02/2025 via a stock option exercise with cash payment. The filer certifies there are no undisclosed material adverse facts known to them and reports no sales of issuer securities in the past three months.

Insights

Financial Analyst

Small, routine insider sale recorded; unlikely to move market.

The filing documents a contemporaneous exercise-and-sale of 5,000 common shares executed and scheduled for sale the same day through a major broker. At an aggregate market value of $152,550 versus 7.47 million shares outstanding, the position represents approximately 0.067% of outstanding stock, indicating negligible dilution or market impact. The transaction was paid in cash and no prior sales in the past three months are reported, suggesting this is an isolated, routine disposition following option exercise.

Corporate Governance Expert

Disclosure meets Form 144 mechanics but lacks identifiable filer metadata.

The notice includes required trade details, broker identity, acquisition method, and the filer’s representation about material information. However, key filer identifier fields (CIK/CCC and relationship to issuer) are blank in the provided content, which limits traceability of insider identity from this extract. From a governance standpoint, the transaction itself appears routine and properly described as an exercise-and-sale with cash payment.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017	5000	152550	7468341	09/02/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/02/2025	Stock Option Exercise	Issuer			5000	09/02/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)