RCKY Form 4: officer acquires 652 RSU shares; holds 16,004

Rocky Brands (RCKY) insider update: The company’s COO, CFO & Treasurer reported the conversion of 652 restricted stock units into common stock at $0.0000 per share on 11/12/2025 (transaction code M).

Rhea-AI Filing Summary

Rocky Brands (RCKY) insider update: The company’s COO, CFO & Treasurer reported the conversion of 652 restricted stock units into common stock at $0.0000 per share on 11/12/2025 (transaction code M). Following this settlement, the executive directly holds 16,004 shares.

Each restricted stock unit represents the right to receive one share of common stock, with the award vesting one-third per year beginning on the first anniversary of the grant.

Insider Trade Summary

652 shares exercised/converted

Exercise 2 txns

Insider Robertson Thomas D.

Role COO, CFO & Treasurer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Unit	652	$0.00	$0.00
Exercise	Common Stock, without par value	652	$0.00	$0.00

Holdings After Transaction: Restricted Stock Unit — 0 contracts (Direct); Common Stock, without par value — 16,004 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
2. F2. Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did RCKY report on this Form 4?

An executive converted 652 restricted stock units into common stock at $0.0000 per share on 11/12/2025.

Who is the reporting person for RCKY?

The reporting person is an officer serving as COO, CFO & Treasurer.

How many RCKY shares does the insider own after the transaction?

The insider directly owns 16,004 shares after the reported transaction.

What does transaction code M mean on a Form 4?

Code M indicates the exercise or conversion of a derivative security, here RSUs into common stock.

What are the vesting terms of the RSUs mentioned?

The RSUs vest one-third per year, beginning on the first anniversary of the grant date.

Did the insider pay for the converted shares?

No. The shares were issued at an exercise price of $0.0000 per share as part of RSU settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 11/13/2025 - 05:35 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Robertson Thomas D.

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OH 45764

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO, CFO & Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
11/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	11/12/2025		M		652	A	$0.0000	16,004	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	11/12/2025		M			652	(2)	11/14/2025	Common Stock, without par value	652	$0.0000	0.0000	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

2. Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant.

	Jeremy D. Siegfried, Attorney-in-Fact	11/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.