Rocky Brands (RCKY) director granted 472 shares of common stock

Rhea-AI Filing Summary

Finn Michael L reported acquisition or exercise transactions in this Form 4 filing.

ROCKY BRANDS, INC. director Michael L. Finn received an equity award of 472 shares of Common Stock, without par value, on July 1, 2026. The shares were granted at a stated price of $0.00 per share, reflecting a compensation-related award rather than an open-market purchase. Following this grant, Finn directly holds 33,663 shares of Rocky Brands common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Finn Michael L

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	472	$0.00	--

Holdings After Transaction: Common Stock, without par value — 33,663 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 472 shares Grant price: $0.00 per share Total shares after transaction: 33,663 shares

3 metrics

Shares granted 472 shares Equity award on July 1, 2026

Grant price $0.00 per share Stated transaction price for the award

Total shares after transaction 33,663 shares Direct holdings following the grant

Key Terms

Common Stock, without par value, Grant, award, or other acquisition, Form 4

3 terms

Common Stock, without par value financial

"security_title: "Common Stock, without par value""

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 12:15 PM Accepted by SEC EDGAR 07/02/2026 - 12:15 PM Learn about SEC filing dates

FAQ

What insider transaction did Rocky Brands (RCKY) report on this Form 4?

Rocky Brands reported that director Michael L. Finn received a grant of 472 shares of Common Stock on July 1, 2026. The award was recorded at a price of $0.00 per share as a compensation-related acquisition, increasing his directly held stake.

How many Rocky Brands (RCKY) shares did Michael L. Finn acquire?

Michael L. Finn acquired 472 shares of Rocky Brands Common Stock through a grant. This was classified as a “Grant, award, or other acquisition,” meaning it was not an open-market purchase but part of his equity compensation as a director.

What is Michael L. Finn’s total Rocky Brands (RCKY) holding after this transaction?

After the 472-share grant, Michael L. Finn directly holds 33,663 shares of Rocky Brands Common Stock. This total reflects his position immediately following the reported Form 4 transaction on July 1, 2026, as disclosed in the filing data.

Was the Rocky Brands (RCKY) Form 4 transaction an open-market buy or a grant?

The Form 4 shows a grant, not an open-market buy. The transaction code is “A” with the description “Grant, award, or other acquisition,” and the price is $0.00 per share, indicating compensation-related stock rather than shares purchased in the market.

Is the Rocky Brands (RCKY) insider transaction a buy or sell signal for investors?

The transaction is a routine equity grant, not a discretionary market trade. It reflects part of director compensation, with 472 shares awarded at $0.00 per share, and does not involve any sale of shares or open-market buying activity by the director.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Finn Michael L

(Last) (First) (Middle)

3700 PARAGON DRIVE

(Street)

COLUMBUS OHIO 43228

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	07/01/2026		A		472	A	$0.0000	33,663	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)