Rocky Brands director receives 472-share stock grant

ROCKY BRANDS, INC. director G Courtney Haning received a grant of 472 shares of common stock.

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director G Courtney Haning received a grant of 472 shares of common stock. The shares were acquired at a stated price of $0.00 per share, indicating a compensation-related award rather than an open-market purchase. After this grant, Haning directly holds 22,750 shares of Rocky Brands common stock.

Insider Trade Summary

Grant/Award: 472 shares

Grant/Award 1 txn

Insider Haning G Courtney

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	472	$0.00	$0.00

Holdings After Transaction: Common Stock, without par value — 22,750 shares (Direct)

Key Figures

Shares granted: 472 shares Grant price: $0.00 per share Shares held after: 22,750 shares

3 metrics

Shares granted 472 shares Grant, award, or other acquisition on 2026-07-01

Grant price $0.00 per share Stated transaction price for awarded common stock

Shares held after 22,750 shares Total direct holdings following the transaction

Key Terms

Grant, award, or other acquisition, Common Stock, without par value, Form 4

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock, without par value financial

"security_title: Common Stock, without par value"

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RCKY director G Courtney Haning report?

Director G Courtney Haning reported receiving a grant of 472 shares of ROCKY BRANDS, INC. common stock. This was a compensation-related award at a stated price of $0.00 per share, not an open-market stock purchase or sale.

How many RCKY shares did G Courtney Haning acquire in this Form 4?

G Courtney Haning acquired 472 shares of ROCKY BRANDS, INC. common stock in this transaction. The filing identifies the transaction as a grant, award, or other acquisition, reflecting equity compensation rather than a market trade for cash consideration.

What is G Courtney Haning’s RCKY shareholding after this grant?

After the reported grant, G Courtney Haning directly holds 22,750 shares of ROCKY BRANDS, INC. common stock. This total includes the newly awarded 472 shares and represents the director’s direct ownership position following the Form 4 transaction.

Was the RCKY insider transaction a stock purchase or a compensation grant?

The transaction was a compensation grant, not an open-market stock purchase. The Form 4 classifies it as a “Grant, award, or other acquisition” with 472 shares acquired at a stated price of $0.00 per share, consistent with equity-based compensation.

Does the RCKY Form 4 show any insider stock sales by G Courtney Haning?

The Form 4 does not show any stock sales by G Courtney Haning. It reports only one transaction: an acquisition of 472 shares of common stock as a grant or award, increasing the director’s direct holdings to 22,750 shares after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 12:14 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haning G Courtney

(Last) (First) (Middle)

927 OLD MCARTHUR RD.

(Street)

LOGAN OHIO 43138

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	07/01/2026		A		472	A	$0.0000	22,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)