Director at Rocky Brands (RCKY) receives 472-share stock award in Form 4 filing

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director William L. Jordan reported an acquisition of company stock through a compensation award. On the reported date, he received 472 shares of common stock at a price of $0.00 per share as a grant or award, rather than an open-market purchase. Following this award, his directly held position increased to 20,951 shares of common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Jordan William L

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	472	$0.00	--

Holdings After Transaction: Common Stock, without par value — 20,951 shares (Direct, null)

Footnotes (1)

Key Figures

Shares awarded: 472 shares Award price: $0.00 per share Shares held after: 20,951 shares +1 more

4 metrics

Shares awarded 472 shares Grant or award of common stock

Award price $0.00 per share Compensation-related share grant

Shares held after 20,951 shares Director’s direct holdings after award

Security title Common Stock, without par value Type of security awarded

Key Terms

Grant, award, or other acquisition, Common Stock, without par value, Form 4

3 terms

Grant, award, or other acquisition financial

"transaction code description is "Grant, award, or other acquisition""

Common Stock, without par value financial

"security title is "Common Stock, without par value""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 12:14 PM Accepted by SEC EDGAR 07/02/2026 - 12:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jordan William L

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OHIO 45764

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	07/01/2026		A		472	A	$0.0000	20,951	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ROCKY BRANDS (RCKY) disclose in this Form 4?

ROCKY BRANDS director William L. Jordan reported receiving 472 shares of common stock as a grant or award. The shares were acquired at $0.00 per share, indicating a compensation-related issuance rather than an open-market trade.

Did the ROCKY BRANDS (RCKY) director buy or sell shares on the market?

The director did not buy or sell shares on the market. He received 472 shares of common stock as a grant or award at $0.00 per share, which is a compensation-related acquisition, not an open-market transaction.

How many ROCKY BRANDS (RCKY) shares does the director hold after this transaction?

After receiving the 472-share award, director William L. Jordan holds 20,951 shares of ROCKY BRANDS common stock directly. This figure reflects his position immediately following the reported compensation-related acquisition.

What does transaction code "A" mean in the ROCKY BRANDS (RCKY) Form 4?

Transaction code "A" indicates a grant, award, or other acquisition of securities. In this case, it shows that 472 shares of ROCKY BRANDS common stock were awarded to the director as compensation rather than purchased in the open market.

Is the ROCKY BRANDS (RCKY) insider transaction a buy or a sell signal?

The reported transaction is a compensation-related award, not an open-market buy or sell. The director acquired 472 shares at $0.00 per share, so it mainly reflects equity-based compensation instead of a discretionary trading decision.