Director at Rocky Brands (NASDAQ: RCKY) reports 472-share equity grant on Form 4

Rhea-AI Filing Summary

ROCKY BRANDS, INC. director Robert Burton Moore Jr. reported a stock-based compensation grant. He acquired 472 shares of common stock at a price of $0.00 per share, described as a grant or award. After this transaction, he directly owns 30,581 shares of the company’s common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Moore Robert Burton Jr.

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	472	$0.00	--

Holdings After Transaction: Common Stock, without par value — 30,581 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 472 shares Grant price: $0.00 per share Shares owned after grant: 30,581 shares

3 metrics

Shares granted 472 shares Equity grant coded as acquisition (A) on Form 4

Grant price $0.00 per share Stock-based award, not an open-market purchase

Shares owned after grant 30,581 shares Total common stock directly owned after transaction

Key Terms

Grant, award, or other acquisition, Common Stock, without par value, Form 4

3 terms

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock, without par value financial

"security_title: Common Stock, without par value"

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 12:14 PM Accepted by SEC EDGAR 07/02/2026 - 12:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moore Robert Burton Jr.

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OHIO 45764

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	07/01/2026		A		472	A	$0.0000	30,581	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RCKY director Robert Burton Moore Jr. report?

Director Robert Burton Moore Jr. reported receiving a grant of 472 shares of ROCKY BRANDS, INC. common stock. The shares were acquired at $0.00 per share as a stock-based award, increasing his directly held position in the company.

How many RCKY shares does Robert Burton Moore Jr. hold after this Form 4?

After the reported grant, Robert Burton Moore Jr. beneficially owns 30,581 shares of ROCKY BRANDS, INC. common stock directly. This total reflects the addition of 472 shares received as a stock-based grant or similar award under the company’s equity arrangements.

Was the RCKY insider transaction a market purchase or a stock grant?

The transaction was a stock grant, not a market purchase. The Form 4 describes it as a “Grant, award, or other acquisition” with a transaction price of $0.00 per share, indicating compensation-related equity rather than an open-market buy of ROCKY BRANDS, INC. shares.

Does the RCKY Form 4 show any insider share sales by Robert Burton Moore Jr.?

The Form 4 shows no insider sales by Robert Burton Moore Jr. It reports only one acquisition transaction coded as a grant or award, where he received 472 shares, and no dispositions, exercises, gifts, or tax-withholding related share movements are listed in the summary data.

What does transaction code A mean in the RCKY insider filing?

Transaction code A in the ROCKY BRANDS, INC. Form 4 indicates a “Grant, award, or other acquisition.” Here, it reflects that director Robert Burton Moore Jr. received 472 shares of common stock as a compensation-related equity grant rather than buying shares in the market.