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RCKY Form 4: Director Increases Stake to 25,111 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Haning G. Courtney, identified as a Director of Rocky Brands, Inc. (RCKY), reported a non-derivative acquisition of 629 shares of the issuer's common stock on 10/01/2025. The Form 4 records the transaction under Code V with a reported price of $0.0000, and shows total beneficial ownership of 25,111 shares following the transaction. The filing was signed on behalf of the reporting person by Jeremy D. Siegfried, Attorney-in-Fact on 10/01/2025. The document contains no additional financial metrics, derivative transactions, or explanatory text.

Positive

  • Director purchase of 629 shares recorded on 10/01/2025, increasing reported ownership to 25,111 shares

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Haning G Courtney

(Last) (First) (Middle)
927 OLD MCARTHUR RD.

(Street)
LOGAN OH 43138

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, without par value 10/01/2025 A 629 A $0.0000 25,111 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did the Rocky Brands (RCKY) Form 4 report?

The Form 4 reports a non-derivative acquisition of 629 common shares on 10/01/2025 by reporting person Haning G. Courtney.

How many shares does the reporting person own after the transaction?

The filing shows 25,111 shares beneficially owned following the reported transaction.

What price was reported for the shares on the Form 4?

The Form 4 lists a price of $0.0000 for the acquisition and records the transaction under Code V.

Who signed the Form 4 and when?

The signature block shows Jeremy D. Siegfried, Attorney-in-Fact signed the filing on 10/01/2025.

Does the Form 4 disclose any derivative securities or additional transactions?

No. Table II for derivative securities contains no entries; the filing discloses only the non-derivative acquisition.
Rocky Brands Inc

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327.15M
6.80M
Footwear & Accessories
Footwear, (no Rubber)
Link
United States
NELSONVILLE