[144] RCM Technologies Inc SEC Filing

Rhea-AI Filing Summary

RCM Technologies (RCMT) files a Form 144 reporting a proposed sale of 5,000 shares of common stock, with an aggregate market value of $137,500, to be sold approximately on 08/26/2025 on NASDAQ. The filing shows the shares were acquired through the company’s Employee Stock Purchase Plan on six dates between 2014 and 2022 and the listed acquisition lot quantities sum to 5,000 shares. No securities of the issuer were reported sold by the filer in the past three months. The notice includes the filer’s representation that they are not aware of undisclosed material adverse information about the issuer.

Positive

• None.

Negative

• Proposed sale of 5,000 shares of common stock for an aggregate market value of $137,500 to be sold around 08/26/2025

Insights

Securities Analyst

TL;DR: Routine insider notice of proposed sale totaling 5,000 shares valued at $137,500; acquisitions were via ESPP.

The Form 144 documents a proposed disposition rather than an executed sale, listing acquisition lots from the Employee Stock Purchase Plan across 2014–2022 that aggregate to the 5,000 shares to be sold. For investors, this is a standard regulatory disclosure enabling public trading of previously restricted shares. The filing does not disclose any recent sales within the prior three months, nor any plan adoption date under Rule 10b5-1.

Corporate Governance Expert

TL;DR: Procedural compliance with Rule 144; provides lot-level acquisition detail but no indication of 10b5-1 plan or material nonpublic information.

The notice includes lot-level purchase dates and payment type (cash) for each acquisition, which aids traceability of holding periods required by Rule 144. The filer also signs the standard representation regarding absence of undisclosed material adverse information. The filing contains no statements about trading plans or the filer’s intent beyond the proposed sale date.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	137500.00	7410510	08/26/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/31/2015	Employee Stock Purchase Plan	ISSUER			118	12/31/2015	Cash
Common	07/01/2022	Employee Stock Purchase Plan	ISSUER			1500	07/01/2022	Cash
Common	12/30/2022	Employee Stock Purchase Plan	ISSUER			748	12/30/2022	Cash
Common	06/27/2014	Employee Stock Purchase Plan	ISSUER			960	06/27/2014	Cash
Common	07/02/2015	Employee Stock Purchase Plan	ISSUER			1000	07/02/2015	Cash
Common	01/02/2015	Employee Stock Purchase Plan	ISSUER			674	01/02/2015	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed by RCMT report?

The form reports a proposed sale of 5,000 common shares with an aggregate market value of $137,500, to be sold approximately on 08/26/2025 on NASDAQ.

How were the 5,000 shares acquired according to the filing?

All shares were acquired through the issuer's Employee Stock Purchase Plan on six purchase dates between 2014 and 2022, paid in cash.

Does the filing show any securities sold in the past three months by the filer?

No. The filing explicitly states "Nothing to Report" for securities sold during the past three months.

Does the filer indicate a Rule 10b5-1 trading plan or adoption date?

No plan adoption date or Rule 10b5-1 instruction date is provided in the filing.

What representation does the filer make about material information?

The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.