Welcome to our dedicated page for Redfin SEC filings (Ticker: RDFN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This SEC filings page for Redfin Corporation (RDFN) provides access to the company’s regulatory disclosures, including documents that describe major corporate changes affecting the RDFN stock. These filings are sourced from the SEC’s EDGAR system and can be reviewed alongside AI-powered summaries that explain their key points in plain language.
Among the important filings for Redfin is a Form 8-K reporting that the company entered into an Agreement and Plan of Merger with Rocket Companies, Inc. and a Rocket subsidiary, providing for the merger of the subsidiary with and into Redfin. The Form 8-K states that on July 1, 2025, the buyer parties completed the acquisition, with Redfin continuing as the surviving corporation and becoming a wholly owned subsidiary of Rocket. The same report also describes how Rocket became a co-obligor on Redfin’s convertible senior notes and how those notes can be converted into shares of Rocket Class A common stock.
Another key document is the Form 25 filed by Nasdaq Stock Market LLC, which identifies Redfin Corp as the issuer and Common Stock as the class of securities removed from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934. This filing records the delisting of Redfin’s common stock from The Nasdaq Stock Market LLC. Following that, Redfin filed a Form 15 to terminate the registration of its common stock under Section 12(g) and to suspend its duty to file reports under Sections 13 and 15(d), noting that there was one holder of record and citing Rule 12g-4(a)(1) and Rule 12h-3(b)(1)(i).
By reviewing these and other RDFN filings with the help of AI-generated explanations, users can understand how Redfin’s status changed from a Nasdaq-listed company with registered common stock to a wholly owned subsidiary of Rocket Companies, Inc. The filings page is also a reference point for historical information on Redfin’s capital structure, debt obligations, and other material events documented in its SEC reports.
The Goldman Sachs Group, Inc. and its subsidiary Goldman Sachs & Co. LLC jointly reported beneficial ownership of 6,608,706.96 shares of Redfin Corporation common stock, representing 5.2% of the outstanding class. The cover pages show shared voting power of 6,606,842.96 and shared dispositive power of 6,608,553.96, with no sole voting or dispositive power reported.
The filing includes a joint filing agreement and an exhibit identifying the parent-subsidiary relationship between the reporting entities, and it certifies the securities are held in the ordinary course of business and not for the purpose of changing or influencing control. Cover pages classify GS Group as HC, CO and Goldman Sachs & Co. LLC as BD, OO, IA.
Form 4 overview: Chief Growth Officer Christian J. Taubman reported the disposition of all Redfin Corporation (RDFN) equity on 1 July 2025 in connection with the closing of the previously announced merger between Redfin and Rocket Companies, Inc. ("Parent").
Key details
- Merger completed: Neptune Merger Sub, a wholly-owned Rocket subsidiary, merged into Redfin, making Redfin a wholly-owned subsidiary of Rocket.
- Share conversion ratio: Each Redfin common share was converted into 0.7926 Rocket Class A common shares plus cash for fractional shares.
- Common stock: Taubman’s Redfin shares were reported as disposed (code D) pursuant to the merger; 92,696 shares are shown as beneficially owned after the transaction but now represent Rocket entitlement through the exchange ratio.
- Restricted Stock Units (RSUs): Five blocks totaling 559,092 RSUs were converted into Rocket RSUs using the same 0.7926 exchange ratio. All vesting schedules and other terms remain unchanged.
- Ownership form: All holdings are reported as direct.
Investor takeaway: The filing is largely administrative, documenting equity conversion rather than an open-market sale. It confirms merger consummation, preserves management incentive alignment via assumed RSUs, and eliminates standalone Redfin equity going forward.
Redfin Corporation – Form 4 overview
Chief Human Resources Officer Anna Stevens filed a Form 4 after the closing of the Redfin-Rocket Companies merger on 07/01/2025. All of her Redfin holdings were automatically converted under the merger agreement.
- Common stock: 125,262 shares were disposed of; each share converted into 0.7926 Rocket Companies Class A shares, plus cash for fractional shares.
- Restricted Stock Units: A total of 210,506 RSUs (24,944 + 29,952 + 63,281 + 92,329) were also disposed of. Every Redfin RSU was assumed by Rocket Companies and became an RSU for the corresponding number of Rocket Companies shares, using the same exchange ratio.
- Consideration: No cash price is shown because the exchange occurred pursuant to the merger terms, not an open-market sale.
- Post-transaction ownership: Stevens reports zero direct or indirect ownership of Redfin securities; Redfin is now a wholly owned subsidiary of Rocket Companies.
The filing is a procedural disclosure confirming that executive equity has been rolled into Rocket Companies stock. It does not represent discretionary selling activity and contains no new financial performance data.
Redfin Corporation (RDFN) – Form 4 insider filing dated 7 July 2025 discloses that Chief Financial Officer Christopher J. Nielsen disposed of his entire beneficial ownership of Redfin equity as a result of the closing of the previously-announced merger with Rocket Companies, Inc. on 1 July 2025.
Key details
- Merger closing: On 1 July 2025, Neptune Merger Sub merged into Redfin, making Redfin a wholly-owned subsidiary of Rocket Companies.
- Exchange ratio: Each Redfin common share converted into 0.7926 shares of Rocket Class A common stock plus cash in lieu of fractional shares.
- Common shares disposed: 505,640 Redfin common shares (Code D) – Nielsen’s post-transaction Redfin common share ownership is zero.
- Derivative equity affected: • 249,999 stock options (strike prices $9.15 & $10.80) and • 344,210 restricted stock units were all coded D and assumed by Rocket on equivalent terms, adjusted by the same exchange ratio.
- Ownership form: All positions were held directly.
The filing confirms the mechanical conversion of insider holdings rather than discretionary open-market activity. No cash sale price was reported; consideration is exclusively Rocket equity under the merger terms.
Investor takeaway: The Form 4 provides final confirmation of merger consummation and the precise share-for-share exchange mechanism for legacy Redfin insiders. Existing RDFN shareholders should now reference Rocket Companies (RKT) for their post-merger equity position.
Form 4 filing for Redfin Corporation (RDFN) dated 07/03/2025 records the automatic disposition of CEO Glenn Kelman’s equity holdings at the closing of Redfin’s merger with Rocket Companies, Inc.
- Common stock: 1,458,448 Redfin shares were disposed of on 07/01/2025. Each share was converted into 0.7926 shares of Rocket Class A common stock, plus cash in lieu of fractional shares, in accordance with the March 9, 2025 Merger Agreement.
- Stock options: Five separate option grants, totaling 802,824 options with exercise prices ranging from $8.10 to $27.50, were likewise disposed of. At the effective time, every Redfin option was assumed by Rocket and converted into an option for Rocket shares using the same 0.7926 exchange ratio and an adjusted strike price.
- Post-transaction holdings: The filing shows 0 Redfin common shares or options remaining under Kelman’s beneficial ownership; all interests now relate to Rocket equity.
- Context: Redfin survived the merger as a wholly owned subsidiary of Rocket. The filing is a routine Section 16 compliance step reflecting the exchange of securities, not an open-market sale.
No cash proceeds, purchase price, or new compensation arrangements are disclosed in this Form 4.
Redfin Corporation (RDFN) – Form 4 insider filing
Chief Technology Officer Bridget Frey disclosed the automatic disposition of all Redfin equity interests on 1 July 2025, the date Redfin completed its merger with Rocket Companies, Inc. ("Parent"). The transaction is entirely merger-driven and involves no open-market sales.
- Common stock: 484,799 Redfin shares were converted into Parent Class A common stock at a fixed exchange ratio of 0.7926 Parent share for each Redfin share, with cash paid for fractional shares.
- Stock options: 167,781 outstanding options (exercise prices $8.61–$10.80) were assumed by Parent and converted into options on its Class A shares. The share count for each option is multiplied by the 0.7926 ratio; exercise prices are divided by the same ratio. All options remain on their original vesting/expiration terms.
- Restricted stock units (RSUs): 556,705 unvested or unsettled RSUs were likewise assumed by Parent and converted into RSUs for Parent shares based on the exchange ratio. Vesting schedules remain unchanged.
Post-closing, Frey holds no direct Redfin securities; her ownership is now solely in Rocket Companies equity instruments. The filing confirms the merger’s consummation and clarifies the treatment of employee equity awards, providing transparency on the exchange mechanics for existing Redfin shareholders.
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