Rare Earths Americas COO exercises 30,000 RSUs
Rare Earths Americas, Inc. (REA) reports that reporting person Jennifer S. Grafton, COO, GC and Secretary, had 30,000 Restricted Stock Units vest and be exercised into 30,000 shares of Common Stock on August 22, 2026.
Rhea-AI Filing Summary
Rare Earths Americas, Inc. (REA) reports that reporting person Jennifer S. Grafton, COO, GC and Secretary, had 30,000 Restricted Stock Units vest and be exercised into 30,000 shares of Common Stock on August 22, 2026. These RSUs were subject to a one-year service condition and a Liquidity Event satisfied by the company’s initial public offering, which closed on May 7, 2026. Following the conversion, her directly held Common Stock position is 131,058 shares, and the reported RSU award has been fully converted; settlement of the vested shares is delayed until expiration of IPO-related lock-up agreements.
Positive
- None.
Negative
- None.
Insider Trade Summary
30,000 shares exercised/converted
Exercise
2 txns
Insider
Grafton Jennifer S
Role
COO, GC and Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Unit F2 | 30,000 | -- | -- |
| Exercise | Common Stock F1, F2 | 30,000 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Unit — 0 contracts (Direct);
Common Stock — 131,058 shares (Direct)
Footnotes (2)
- F1. Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period.
- F2. Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.
Key Figures
Restricted Stock Units exercised: 30,000 units
Underlying Common Stock received: 30,000 shares
Post-transaction Common Stock holdings: 131,058 shares
+2 more
5 metrics
Restricted Stock Units exercised
30,000 units
RSUs converted into Common Stock on August 22, 2026
Underlying Common Stock received
30,000 shares
Shares issued upon RSU vesting and exercise on August 22, 2026
Post-transaction Common Stock holdings
131,058 shares
Direct holdings of Jennifer S. Grafton after the Form 4 transactions
IPO closing date
May 7, 2026
Company’s initial public offering closing, satisfying the Liquidity Event condition
RSU-to-share ratio
1 RSU : 1 share
Each Restricted Stock Unit represented one share of REA common stock
Key Terms
Restricted Stock Unit, Liquidity Event, lock-up agreements, Underwriting Agreement
4 terms
Restricted Stock Unit financial
"Each restricted stock unit represented a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Liquidity Event financial
"subject to both a one-year service condition ... and the occurrence of a Liquidity Event"
A liquidity event is a transaction that converts ownership in a privately held or illiquid asset into cash or a marketable security, such as a sale, merger, public stock offering, or buyout. It matters to investors because it provides a clear way to realize returns or recover capital—think of it as turning a house into a cash sale—so the timing, price and structure of the event determine how much money stakeholders actually receive.
lock-up agreements financial
"Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement"
A lock-up agreement is a contract that prevents company insiders—founders, employees, and early investors—from selling their shares for a set period after a public stock offering. It matters to investors because it keeps a large block of shares off the market temporarily; when the lock-up ends, those holders can sell and this increased supply can cause the stock price to fall, similar to a timed release that suddenly opens a valve.
Underwriting Agreement financial
"lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering"
An underwriting agreement is a contract where a company selling new stocks or bonds hires financial firms to buy those securities and resell them to investors. It matters because the agreement sets the offering price, number of securities, fees and which party bears the risk if sales fall short—think of it as a promise that the sale will happen and a roadmap investors can use to understand how the new securities reach the market.
FAQ
What insider transaction did REA’s COO Jennifer S. Grafton report on this Form 4?
Jennifer S. Grafton reported the vesting and exercise of 30,000 Restricted Stock Units into 30,000 shares of Rare Earths Americas, Inc. Common Stock on August 22, 2026, via a derivative exercise transaction coded "M." No market purchase or sale was reported.
What were the terms of the 30,000 REA Restricted Stock Units that vested?
Each Restricted Stock Unit represented a contingent right to receive one share of REA common stock, subject to a one-year service condition from grant and the occurrence of a Liquidity Event. The Liquidity Event condition was met by REA’s initial public offering closing on May 7, 2026.
Was a Rule 10b5-1 trading plan involved in this REA Form 4 transaction?
No. The filing’s Rule 10b5-1 checkbox is unchecked (aff_10b5_one is false), and the footnotes do not state that the transactions were made pursuant to a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.
AI-generated analysis. How Rhea-AI works. Not financial advice.
