Richardson Electronics officer proposes $323K sale

The notice traces the shares to stock awards dated July 21, 2020, and July 19, 2021.

Rhea-AI Filing Summary

Richardson Electronics, Ltd. (RELL) lists a proposed Rule 144 sale of 15,432 common shares for policy-making officer Gregory J. Peloquin, with an aggregate market value of $323,454. The notice identifies the shares as stock awards dated July 21, 2020, and July 19, 2021. It also lists two sales during the preceding three months, each for 15,432 shares: August 13, 2026, for $314,228.98 and August 14, 2026, for $316,316.53.

Key Figures

Common shares proposed for sale: 15,432 shares Aggregate market value: $323,454 Shares outstanding: 12,841,072 shares +4 more

7 metrics

Common shares proposed for sale 15,432 shares Proposed Rule 144 sale

Aggregate market value $323,454 Proposed sale

Shares outstanding 12,841,072 shares As of October 13, 2026

Reported prior sale 15,432 shares; $314,228.98 August 13, 2026

Reported prior sale 15,432 shares; $316,316.53 August 14, 2026

Stock award shares 5,432 shares Award dated July 21, 2020

Stock award shares 10,000 shares Award dated July 19, 2021

Key Terms

Rule 144, Stock Award, attorney-in-fact

3 terms

Rule 144 regulatory

"sales ... required by paragraph (e) of Rule 144 to be aggregated"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Award financial

"07/21/2020 | Stock Award"

attorney-in-fact regulatory

"as attorney-in-fact for PELOQUIN GREGORY J"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RELL shares does Gregory J. Peloquin propose to sell?

Gregory J. Peloquin’s notice lists a proposed sale of 15,432 common shares, with an aggregate market value of $323,454.

What prior RELL share sales does the notice list for Gregory J. Peloquin?

The notice lists sales of 15,432 shares on August 13, 2026, for $314,228.98, and 15,432 shares on August 14, 2026, for $316,316.53, during the preceding three months.

How were the RELL shares in the proposed sale acquired?

The notice lists 5,432 shares as a stock award dated July 21, 2020, and 10,000 shares as a stock award dated July 19, 2021.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/13/2026 - 02:04 PM EDT Accepted by SEC EDGAR 10/13/2026 - 02:04 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001191362
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	RICHARDSON ELECTRONICS, LTD.
SEC File Number	000-12906
Address of Issuer	40W267 KESLINGER RD PO BOX 393 LAFOX ILLINOIS 60147
Phone	630 208-2200
Name of Person for Whose Account the Securities are To Be Sold	PELOQUIN GREGORY J
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Policy-Making Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	15432	323454.00	12841072	10/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/21/2020	Stock Award	Issuer			5432	07/21/2020	Compensation
Common	07/19/2021	Stock Award	Issuer			10000	07/19/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Greg Peloquin 40W267 Keslinger Road, PO box 393 LaFox IL 60147-039	Richardson Electronics	08/13/2026	15432	314228.98
Greg Peloquin 40W267 Keslinger Road, PO box 393 LaFox IL 60147-039	Richardson Electronics	08/14/2026	15432	316316.53

144: Remarks and Signature

Remarks
Date of Notice	10/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ariadna Gonzalez as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for PELOQUIN GREGORY J
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)