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Richardson Electronics (RELL) awards 3,020-share stock grant to director

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Halverson Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Richardson Electronics, Ltd. director Kenneth Halverson received a grant of 3,020 shares of common stock on July 20, 2026 as a restricted stock award under the Amended and Restated 2011 Long-Term Incentive Plan. The award vested immediately on the grant date, increasing his direct holdings to 17,365 shares.

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Insider Halverson Kenneth
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 3,020 $0.00 $0.00
Holdings After Transaction: Common Stock — 17,365 shares (Direct)
Footnotes (1)
  1. F1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date.
Restricted stock award 3020.0000 shares Common stock granted to director Kenneth Halverson on July 20, 2026
Total common shares held after grant 17365.0000 shares Direct holdings of Kenneth Halverson following the restricted stock award
Grant price per share 0.0000 Reported transaction price per share for the restricted stock award
Transaction date 2026-07-20 Date of restricted stock grant to director Kenneth Halverson
restricted stock award financial
"Received a grant of 3,020 shares as a restricted stock award"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
Amended and Restated 2011 Long-Term Incentive Plan financial
"Award under the Amended and Restated 2011 Long-Term Incentive Plan"
direct ownership financial
"The grant is reported as direct ownership with ownership code D"

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FAQ

What insider transaction did Richardson Electronics (RELL) report for Kenneth Halverson?

Richardson Electronics reported that director Kenneth Halverson received a grant of 3,020 shares of common stock as a restricted stock award. The grant is part of the company’s Amended and Restated 2011 Long-Term Incentive Plan.

How many Richardson Electronics (RELL) shares did Kenneth Halverson acquire in this Form 4?

Kenneth Halverson acquired 3,020 shares of Richardson Electronics common stock. The shares were granted as a restricted stock award with no cash price per share reported in the filing.

What are Kenneth Halverson’s total Richardson Electronics (RELL) holdings after this grant?

After the restricted stock grant, Kenneth Halverson holds 17,365 shares of Richardson Electronics common stock directly. This total includes the newly granted 3,020 restricted shares that vested immediately on the grant date.

What type of equity award did Richardson Electronics (RELL) grant to director Kenneth Halverson?

Kenneth Halverson received a restricted stock award of 3,020 common shares. The award was issued under Richardson Electronics’ Amended and Restated 2011 Long-Term Incentive Plan and is classified as a non-derivative equity grant.

When did the reported Richardson Electronics (RELL) restricted stock award to Kenneth Halverson vest?

The restricted stock award to Kenneth Halverson vested immediately on the grant date. The footnote specifies that the 3,020-share award under the 2011 Long-Term Incentive Plan vests in full on the date it was granted.

Is Kenneth Halverson’s new Richardson Electronics (RELL) stock grant direct or indirect ownership?

The 3,020-share restricted stock grant is reported as direct ownership. The Form 4 classifies the transaction with ownership code “D,” indicating the shares are held directly rather than through an intermediate entity or trust.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Halverson Kenneth

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/20/2026A3,020(1)A$017,365D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date.
/s/ Robert J. Ben attorney-in-fact for Kenneth Halverson07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)