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Richardson Electronics (RELL) grants 10,000 stock options to EVP Peloquin

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RICHARDSON ELECTRONICS, LTD. executive Gregory J. Peloquin (EVP PMT) received a grant of employee stock options covering 10,000 shares of common stock at an exercise price of $16.56 per share. The options vest in equal annual installments over five years, expire on July 20, 2036, and 10,000 options are reported held after this grant.

Positive

  • None.

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Insider PELOQUIN GREGORY J
Role EVP PMT
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) F1 10,000 $0.00 $0.00
Holdings After Transaction: Employee Stock Option (Right to Buy) — 10,000 shares (Direct)
Footnotes (1)
  1. F1. The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.
Stock options granted 10,000 options Employee stock options granted to EVP PMT Gregory J. Peloquin
Exercise price $16.56 per share Exercise price for the granted employee stock options
Underlying shares 10,000 shares Common shares underlying the granted stock options
Expiration date 2036-07-20 Expiration of the employee stock options
Vesting period 5 years Options vest in five equal annual installments
Options following transaction 10,000 options Total stock options reported held after the grant
Employee Stock Option (Right to Buy) financial
"Security titled "Employee Stock Option (Right to Buy)" was granted."
exercise price financial
"with a conversion or exercise price of $16.5600 per share."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The option vests over 5 years with 1/5 of the shares vesting each year."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Long-Term Incentive Plan financial
"granted pursuant to the 2011 Amended and Restated Long-Term Incentive Plan."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Gregory J. Peloquin report in his latest Form 4 for RELL?

Gregory J. Peloquin reported receiving 10,000 employee stock options for Richardson Electronics common stock. The options have a $16.56 exercise price, vest over five years in equal annual installments, and expire on July 20, 2036, reflecting a compensation-related equity award.

How many stock options did RELL executive Gregory J. Peloquin receive?

Gregory J. Peloquin received 10,000 employee stock options linked to Richardson Electronics (RELL) common stock. These options give him the right to buy up to 10,000 shares at a fixed exercise price, subject to a five-year vesting schedule before becoming fully exercisable.

What is the exercise price and term of Peloquin's RELL stock options?

The employee stock options carry a $16.56 per share exercise price and expire on July 20, 2036. They represent a long-dated equity incentive, allowing potential future share purchases at that price once vesting conditions are satisfied over the five-year period.

How do Gregory J. Peloquin's RELL stock options vest?

The options vest over five years, with 1/5 of the total shares vesting on each anniversary of the July 20, 2026 grant date. This creates a yearly vesting schedule until all 10,000 underlying shares are fully vested and eligible for potential exercise.

Were Peloquin's RELL option grants reported under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 trading plan affirmation box was not checked for this grant. The transaction is reported as a standard equity award under the company’s long-term incentive plan rather than under an affirmed pre-arranged trading plan.

Under which plan were Gregory J. Peloquin's RELL options granted?

The options were granted under Richardson Electronics’ 2011 Amended and Restated Long-Term Incentive Plan. This plan governs the terms of equity awards, including vesting over five years with equal annual installments until the entire 10,000-option grant is fully vested.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PELOQUIN GREGORY J

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP PMT
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)$16.5607/20/2026A10,00007/20/2027(1)07/20/2036Common Stock10,000$010,000D
Explanation of Responses:
1. The stock option was granted on July 20, 2026 pursuant to the Richardson Electronics, Ltd. 2011 Amended and Restated Long-Term Incentive Plan. The option vests over 5 years with 1/5 of the total number of shares subject to the option vesting on each anniversary date of grant, until fully vested.
/s/ Robert J. Ben attorney-in-fact for Gregory J. Peloquin07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)