STOCK TITAN

Richardson Electronics (RELL) director sells 5,000 shares at $18.77

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

RICHARDSON ELECTRONICS, LTD. director Kenneth Halverson sold 5,000 shares of common stock on August 3, 2026 at a weighted average price of $18.7707 per share, in open-market or private transactions priced between $18.61 and $18.805, leaving 12,365 shares held directly.

Positive

  • None.

Negative

  • None.
Insider Halverson Kenneth
Role Director
Sold 5,000 shs ($94K)
Type Security Shares Price Value
Sale Common Stock F1 5,000 $18.7707 $94K
Holdings After Transaction: Common Stock — 12,365 shares (Direct)
Footnotes (1)
  1. F1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.61 to $ 18.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares sold 5,000 shares Non-derivative common stock sale on August 3, 2026
Weighted average sale price $18.7707 per share Average price for the 5,000 shares sold
Sale price range $18.61–$18.805 per share Price range of multiple transactions included in the sale
Shares owned after transaction 12,365 shares Direct common stock holdings following the sale
Net shares sold 5,000 shares Net sell direction reported in transaction summary
weighted average sale price financial
"The reported price in Column 4 is a weighted average sale price."
Rule 10b5-1 regulatory
"The Form 4 includes a Rule 10b5-1 checkbox for trading plans."
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open market or private transaction financial
"Transaction code "S" indicates a sale in open market or private transaction."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Richardson Electronics (RELL) report in Kenneth Halverson’s latest Form 4?

Richardson Electronics (RELL) reported that director Kenneth Halverson sold 5,000 shares of common stock. The sale occurred on August 3, 2026 at a weighted average price of $18.7707 per share and left him with 12,365 shares directly owned.

How many Richardson Electronics (RELL) shares did Kenneth Halverson sell and at what price?

Kenneth Halverson sold 5,000 Richardson Electronics common shares at a weighted average price of $18.7707 per share. According to the footnote, individual trades occurred in multiple transactions within a price range of $18.61 to $18.805 per share.

How many Richardson Electronics (RELL) shares does Kenneth Halverson own after this transaction?

After the reported sale, Kenneth Halverson directly owns 12,365 Richardson Electronics common shares. This figure reflects his post-transaction holdings disclosed in Column 5 of the Form 4, representing his remaining direct ownership following the 5,000-share disposition.

Was Kenneth Halverson’s Richardson Electronics (RELL) trade made under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked as an affirming plan, and no footnote states that the sale was made under such a trading arrangement. The transaction is therefore reported without an associated Rule 10b5-1 trading plan.

What type of transaction did Kenneth Halverson report for Richardson Electronics (RELL)?

Kenneth Halverson reported a sale of common stock, coded “S” for a sale in an open market or private transaction. The filing classifies it as a non-derivative transaction and shows the disposition of 5,000 directly held shares at weighted average pricing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Halverson Kenneth

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S5,000D$18.7707(1)12,365D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $ 18.61 to $ 18.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Robert J. Ben, attorney-in-fact for Kenneth Halverson08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)