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Richardson Electronics, Ltd. (RELL) awards 3,020-share stock grant to director

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

PLANTE PAUL J reported acquisition or exercise transactions in this Form 4 filing.

RICHARDSON ELECTRONICS, LTD. reported that director Paul J. Plante received a grant of 3,020 shares of Common Stock on 2026-07-20 as a restricted stock award under the company’s Amended and Restated 2011 Long-Term Incentive Plan. The award vests immediately on the grant date, bringing his direct holdings to 21,188 shares.

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Insider PLANTE PAUL J
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 3,020 $0.00 $0.00
Holdings After Transaction: Common Stock — 21,188 shares (Direct)
Footnotes (1)
  1. F1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date.
Restricted stock award 3,020 shares Common Stock granted to director Paul J. Plante on 2026-07-20
Holdings after grant 21,188 shares Direct ownership of Common Stock following the award
Grant price per share $0.0000 Price field for the non-cash restricted stock award
restricted stock award financial
"Represents a restricted stock award under the Richardson Electronics, Ltd. Amended"
A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.
Amended and Restated 2011 Long-Term Incentive Plan financial
"under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan"
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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FAQ

What insider transaction did Richardson Electronics (RELL) report in this Form 4?

Richardson Electronics reported a grant of 3,020 shares of Common Stock to director Paul J. Plante. The award is a restricted stock grant that vests immediately, increasing his direct holdings to 21,188 shares following the transaction.

Who is the insider involved in Richardson Electronics (RELL)'s latest Form 4 filing?

The insider is Paul J. Plante, a director of Richardson Electronics. He received a restricted stock award of 3,020 Common Stock shares, which vested immediately, resulting in 21,188 shares of Common Stock held directly after the grant.

How many Richardson Electronics (RELL) shares does Paul J. Plante hold after the reported grant?

After the reported grant, Paul J. Plante holds 21,188 shares of Richardson Electronics Common Stock directly. This reflects the addition of a 3,020-share restricted stock award that vested immediately on the grant date under the company’s long-term incentive plan.

What type of equity award did Richardson Electronics (RELL) grant to Paul J. Plante?

Paul J. Plante received a restricted stock award of 3,020 Common Stock shares under Richardson Electronics’ Amended and Restated 2011 Long-Term Incentive Plan. According to the disclosure, the restricted stock vests immediately on the grant date rather than over time.

Was cash paid for the 3,020-share grant reported by Richardson Electronics (RELL)?

No cash was paid for this award; the transaction price is listed as $0.0000 per share, reflecting a non-cash restricted stock grant made as part of director compensation under the company’s long-term incentive plan, rather than an open-market purchase.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PLANTE PAUL J

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/20/2026A3,020(1)A$021,188D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock award under the Richardson Electronics, Ltd. Amended and Restated 2011 Long-Term Incentive Plan, which shall vest immediately on the grant date.
/s/ Robert J. Ben attorney-in-fact for Paul J. Plante07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)