STOCK TITAN

Richardson Electronics (RELL) CFO exercises options and sells 7,500 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RICHARDSON ELECTRONICS, LTD. executive Robert J. Ben, CFO, CAO and Corporate Secretary, reported exercising employee stock options for a total of 7,500 shares of common stock at exercise prices of $7.66, $11.89 and $9.73 per share, then selling 7,500 shares at $20.00 per share on July 28, 2026.

Positive

  • None.

Negative

  • None.
Insider Ben Robert J
Role CFO, CAO, Corporate Secretary
Sold 7,500 shs ($150K)
Approx. gross sale proceeds $150K
Approx. exercise cost $79K
Approx. pre-tax spread $71K
Type Security Shares Price Value
Exercise Employee Stock Option (Right to Buy) F1 1,500 $0.00 $0.00
Exercise Employee Stock Option (Right to Buy) F2 4,000 $0.00 $0.00
Exercise Employee Stock Option (Right to Buy) F3 2,000 $0.00 $0.00
Exercise Common Stock 1,500 $7.66 $11K
Exercise Common Stock 4,000 $11.89 $48K
Exercise Common Stock 2,000 $9.73 $19K
Sale Common Stock 7,500 $20.00 $150K
Holdings After Transaction: Employee Stock Option (Right to Buy) — 14,000 shares (Direct); Common Stock — 60,534 shares (Direct)
Footnotes (3)
  1. F1. Options Vest 20% per year, beginning 7/19/2022
  2. F2. Options vest 20% per year, beginning 7/22/2025
  3. F3. Options vest 20% per year, beginning 7/21/2026
Options exercised 7,500 shares Total employee stock options exercised by the CFO on July 28, 2026
Shares sold 7,500 shares Common shares sold by the CFO at $20.00 per share on July 28, 2026
Sale price $20.00 per share Price per share for 7,500 Richardson Electronics common shares sold
Options at $7.66 1,500 shares Portion of options exercised at an exercise price of $7.66 per share
Options at $11.89 4,000 shares Portion of options exercised at an exercise price of $11.89 per share
Options at $9.73 2,000 shares Portion of options exercised at an exercise price of $9.73 per share
Employee Stock Option (Right to Buy) financial
"security_title: Employee Stock Option (Right to Buy)"
Exercise or conversion of derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
vest 20% per year financial
"Options vest 20% per year, beginning 7/22/2025"

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FAQ

What insider transaction did RELL executive Robert J. Ben report?

Robert J. Ben reported exercising employee stock options for 7,500 common shares and then selling 7,500 shares of Richardson Electronics stock at $20.00 per share on July 28, 2026, according to the Form 4 insider transaction disclosure.

How many Richardson Electronics (RELL) options did the CFO exercise and at what prices?

The CFO exercised employee stock options covering 7,500 shares in total: 1,500 shares at $7.66, 4,000 shares at $11.89 and 2,000 shares at $9.73 per share, each converting into an equal number of Richardson Electronics common shares.

At what price did the RELL CFO sell common stock in this Form 4?

The filing reports that the CFO sold 7,500 shares of Richardson Electronics common stock at $20.00 per share on July 28, 2026. This sale followed the exercise of options that had lower strike prices ranging from $7.66 to $11.89 per share.

What vesting terms apply to the RELL options reported in this insider filing?

Footnotes state the employee stock options vest 20% per year, with grants beginning vesting on July 19, 2022, July 22, 2025, and July 21, 2026, respectively. These vesting schedules apply to the option awards that were partially exercised in the reported transactions.

What roles does Robert J. Ben hold at Richardson Electronics (RELL)?

The reporting person, Robert J. Ben, is identified as Chief Financial Officer (CFO), Chief Accounting Officer (CAO) and Corporate Secretary of Richardson Electronics. These roles are listed directly in the insider information section of the Form 4 filing.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ben Robert J

(Last)(First)(Middle)
40W267 KESLINGER ROAD PO BOX 393

(Street)
LAFOX ILLINOIS 60147

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RICHARDSON ELECTRONICS, LTD. [ RELL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO, CAO, Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/28/2026M1,500A$7.6662,034D
Common Stock07/28/2026M4,000A$11.8966,034D
Common Stock07/28/2026M2,000A$9.7368,034D
Common Stock07/28/2026S7,500D$2060,534D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy)$7.6607/28/2026M1,500 (1)07/19/2031Common Stock1,500$00D
Employee Stock Option (Right to Buy)$11.8907/28/2026M4,000 (2)07/22/2034Common Stock4,000$06,000D
Employee Stock Option (Right to Buy)$9.7307/28/2026M2,000 (3)07/21/2035Common Stock2,000$08,000D
Explanation of Responses:
1. Options Vest 20% per year, beginning 7/19/2022
2. Options vest 20% per year, beginning 7/22/2025
3. Options vest 20% per year, beginning 7/21/2026
/s/ Robert J. Ben07/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)