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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities ExchangeAct of 1934
Date
of Report (Date of earliest event reported): September 18, 2025
LUNAI
BIOWORKS, INC.
(Exact
name of registrant as specified in its charter)
| Delaware |
|
001-38751 |
|
45-2259340 |
| (State or other jurisdiction of incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
2080
Century Park East, Suite 906
LosAngeles,
CA 90067
(Address
of principal executive offices)
+1(305)
918-1980
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the SecuritiesAct (17 CFR 230.425) |
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the ExchangeAct (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the ExchangeAct (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the ExchangeAct (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of theAct:
| Title
of Each Class |
|
Trading
Symbol |
|
Name
of Each Exchange on Which Registered |
| Common
Stock, par value $0.0001 per share |
|
RENB |
|
The
Nasdaq Stock Market LLC
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities ExchangeAct of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.03 Material Modification to Rights of Security Holders.
To
the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K (this “Current
Report”) is incorporated herein by reference.
Item
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On
September 18, 2025, Lunai Bioworks, Inc. (the “Company”) filed a Certificate of Amendment to the Certificate of Incorporation
of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect a 1-for-10
reverse stock split of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”),
either issued and outstanding or held by the Company as treasury stock, effective as of 12:01 a.m. (New York time) on September 29, 2025
(the “Reverse Stock Split”).
On
August 15, 2025, stockholders owning a majority of the outstanding voting capital stock of the Company entitled to vote thereon approved
a corporate action by Special Meeting of Stockholders authorizing the Company’s board of directors (the “Board”)
to amend the Company’s certificate of incorporation, as amended, to effect a reverse stock split of all outstanding shares of Common
Stock, by a ratio in the range of 1-for-3 to 1-for-10 to be determined in the Board’s sole discretion. Following the approval of
the stockholders, the Board determined to effect the Reverse Stock Split at a ratio of 1-for-10 and approved the filing of the Certificate
of Amendment.
As
a result of the Reverse Stock Split, every 10 shares of issued and outstanding Common Stock will be automatically combined into one issued
and outstanding share of Common Stock, without any change in the par value per share. No fractional shares will be issued as a result
of the Reverse Stock Split. Any fraction of a share of Common Stock outstanding that would be created as a result of the Reverse Stock
split will be rounded up to the next whole share. The Reverse Stock Split will reduce the number of shares of Common Stock outstanding
from 231,780,434 shares to approximately 23,178,096 shares, inclusive of adjustments for the rounding up of fractional shares. The number
of authorized shares of Common Stock under the Certificate of Incorporation will remain unchanged at 350,000,000 shares and no changes
will be made to the authorized or outstanding shares of preferred stock.
The
Common Stock will begin trading on a reverse stock split-adjusted basis on The Nasdaq Capital Market on September 30, 2025. The trading
symbol for the Common Stock is “LNAI.” The new CUSIP number for the Common Stock following the Reverse Stock Split is 29350E
203.
A
press release announcing the split was published by the Company on September 24, 2025, a copy of which is filed herewith as Exhibit 99.1.
For more information about the Reverse Stock Split, see the Company’s notice of meeting and proxy statement on Form DEF 14A filed
with the U.S. Securities and Exchange Commission on July 30, 2025. The information set forth herein is qualified in its entirety by reference
to the complete text of the Certificate of Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report and is incorporated
by reference herein.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
| Exhibit Number |
|
Description |
| |
|
|
| 3.1 |
|
Certificate of Amendment
to the Certificate of Incorporation of Lunai Bioworks, Inc. |
| |
|
|
| 99.1 |
|
Press Release Announcing
Reverse Stock Split, dated September 24, 2025. |
| |
|
|
| 104 |
|
Cover Page Interactive Date File (formatted as
Inline XBRL) |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| | LUNAI
BIOWORKS, INC. |
| | |
| By: | /s/
David Weinstein |
| | Name: | David
Weinstein |
| | Title: | Chief
Executive Officer |
Date:September
24, 2025