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REPL files Form 144 notice (NASDAQ: REPL) with RSU vesting details

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

REPL filed a Form 144 notice relating to proposed sales of Common shares. The filing lists a broker-dealer, J.P. Morgan Securities LLC, and includes a filing date of 04/02/2026. The excerpt shows scheduled RSU vesting entries on 11/15/2023, 11/15/2024, and 11/15/2025 with specified share amounts.

Positive

  • None.

Negative

  • None.

Insights

Form 144 lists proposed resale activity under Rule 144 with RSU vesting dates and a broker-dealer.

The filing fragment names J.P. Morgan Securities LLC as the broker-dealer and records a filing date of 04/02/2026. It also itemizes vested/vesting RSU tranches dated 11/15/2023, 11/15/2024, and 11/15/2025.

Rule 144 notices are procedural: subsequent sale activity depends on holder decisions and compliance with Rule 144 conditions. Future filings or broker reports would show completed transactions.

Form filing date 04/02/2026 Form 144 filing date shown in excerpt
Broker-dealer listed J.P. Morgan Securities LLC Named broker-dealer for the proposed resale
RSU vesting - tranche 1 8,495 shares Vesting date <date>11/15/2023</date>
RSU vesting - tranche 2 8,542 shares Vesting date <date>11/15/2024</date>
RSU vesting - tranche 3 1,463 shares Vesting date <date>11/15/2025</date>
Listed numeric entries 18,500; 142,450; 82,572,619 Numeric values present in the excerpt (labels not fully specified)
Form 144 regulatory
"144: Securities To Be Sold"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
RSU Vesting financial
"RSU Vesting | Issuer | 8495 | 11/15/2023"
RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.
Broker-dealer market
"J.P. Morgan Securities LLC 270 Park Avenue"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does REPL's Form 144 filing indicate?

It indicates a proposed resale under Rule 144 for Common shares, filed with a broker-dealer. The excerpt names J.P. Morgan Securities LLC and shows a filing date of 04/02/2026, plus vesting entries for RSUs.

How many RSU vesting tranches are listed for REPL?

The excerpt lists three RSU vesting tranches on specific dates. These are 8,495, 8,542, and 1,463 shares vesting on 11/15/2023, 11/15/2024, and 11/15/2025, respectively.

Who is the broker-dealer handling the proposed sale for REPL?

The filing names J.P. Morgan Securities LLC located at 270 Park Avenue, New York. The excerpt pairs that broker-dealer with the listed Common shares and the 04/02/2026 filing date.

Does the Form 144 confirm that the shares were sold?

No. Form 144 is a notice of proposed sale under Rule 144 and does not by itself confirm a completed sale. The excerpt shows planned vesting and filing details but not executed sale confirmations.
Replimune Group

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