[S-3/A] Replimune Group, Inc. Amended Shelf Registration Statement
Replimune Group, Inc. filed Amendment No. 1 to a shelf registration statement, covering the potential offering of up to $250,000,000 of common stock, preferred stock, debt securities, warrants, and units, to be sold from time to time. The filing also includes a sales agreement prospectus for an at-the-market program of up to $100,000,000 of common stock under a Sales Agreement with Leerink Partners LLC, which is included within the $250,000,000 aggregate. The amendment adds Rule 473(b) language for automatic effectiveness 20 days after filing.
The company states it may use net proceeds to fund continued development of its RPx platform, including indication expansion with RP1 in skin cancer and broadening RP2 development, and for general corporate purposes. Any unsold portion of the $100,000,000 ATM may be offered under the base shelf via prospectus supplement. Replimune’s common stock trades on Nasdaq as REPL; the last reported sale price was $8.58 on November 5, 2025.
- None.
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SECURITIES AND EXCHANGE COMMISSION
TO
UNDER THE
SECURITIES ACT OF 1933
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Delaware
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82-2082553
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification Number) |
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Suite 303
Woburn MA 01801
(781) 222-9600
Chief Executive Officer
Replimune Group, Inc.
500 Unicorn Park Drive
Suite 303
Woburn MA 01801
(781) 222-9600
Timothy J. Corbett
Thurston J. Hamlette
Morgan, Lewis & Bockius LLP
101 Park Ave.
New York, NY 10178
(212) 309-6000
| | Large accelerated filer ☐ | | |
Accelerated filer ☐
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| | Non- accelerated filer ☒ | | |
Smaller reporting company ☒
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Emerging growth company ☐
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Preferred Stock
Debt Securities
Warrants
Units
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Page
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ABOUT THIS PROSPECTUS
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MARKET DATA
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PROSPECTUS SUMMARY
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RISK FACTORS
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CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS
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USE OF PROCEEDS
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THE SECURITIES WE MAY OFFER
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DESCRIPTION OF CAPITAL STOCK
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DESCRIPTION OF DEBT SECURITIES
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DESCRIPTION OF WARRANTS
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DESCRIPTION OF UNITS
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FORMS OF SECURITIES
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PLAN OF DISTRIBUTION
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LEGAL MATTERS
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EXPERTS
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WHERE YOU CAN FIND MORE INFORMATION
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
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Attention: Investor Relations
500 Unicorn Park, Suite 303
Woburn MA 01801
+1 (781) 222-9600
Preferred Stock
Debt Securities
Warrants
Units
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Page
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ABOUT THIS PROSPECTUS
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MARKET DATA
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PROSPECTUS SUMMARY
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THE OFFERING
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| | | | 7 | | |
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RISK FACTORS
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CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS
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USE OF PROCEEDS
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DILUTION
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MATERIAL UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS FOR NON-U.S. HOLDERS
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PLAN OF DISTRIBUTION
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LEGAL MATTERS
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EXPERTS
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WHERE YOU CAN FIND MORE INFORMATION
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
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Assumed offering price per share
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| | | | | | | | | $ | 8.58 | | |
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Net tangible book value per share as September 30, 2025
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| | | $ | 3.36 | | | | | | | | |
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Increase in net tangible book value per share attributable to the offering
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| | | | 0.63 | | | | | | | | |
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As adjusted net tangible book value per share after giving effect to this offering
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| | | | | | | | | | 3.99 | | |
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Dilution per share to new investors participating in the offering
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| | | | | | | | | $ | 4.59 | | |
FOR NON-U.S. HOLDERS
Attention: Investor Relations
500 Unicorn Park, Suite 303
Woburn MA 01801
+1 (781) 222-9600
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SEC registration fee
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| | | $ | 38,275(1) | | |
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Legal fees and expenses
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(2)
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Accounting fees and expenses
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(2)
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Printing expenses
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(2)
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Transfer and registrar fee
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(2)
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Miscellaneous
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(2)
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Total
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(2)
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Incorporated by Reference
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Exhibit
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Exhibit Description
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Form
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Date
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Number
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| | 1.1* | | | Form of Underwriting Agreement | | | | | | | | | | |
| | 1.2 | | |
Sales Agreement, dated as of August 3, 2023, by and between Replimune Group, Inc. and Leerink Partners LLC
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S-3
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| | August 3, 2023 | | |
1.2
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| | 1.3 | | |
Amendment No. 1 to Sales Agreement, dated as of May 16, 2024, by and between Replimune Group, Inc. and Leerink Partners LLC
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S-3
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| | May 16, 2024 | | |
1.3
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| | 1.4 | | |
Amendment No. 2 to Sales Agreement, dated as of November 25, 2024, by and between Replimune Group, Inc. and Leerink Partners LLC
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S-3
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| | May 23, 2025 | | |
333-287536
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| | 1.5 | | |
Amendment No. 3 to Sales Agreement, dated as of May 22, 2025, by and between Replimune Group, Inc. and Leerink Partners LLC
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S-3
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| | May 23, 2025 | | |
333-287536
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| | 3.1 | | | Third Amended and Restated Certificate of Incorporation of Replimune Group, Inc. (conformed to include the Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation filed on September 9, 2019) | | |
10-K
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| | June 3, 2020 | | |
3.1
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| | 3.2 | | |
Amended and Restated By-laws of Replimune Group, Inc.
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8-K
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| | July 24, 2018 | | |
3.2
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| | 4.1 | | |
Form of Common Stock Certificate of the Registrant
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S-1/A
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| | July 10, 2018 | | |
4.1
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Form of Pre-Funded Warrant (2019)
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8-K
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November 18, 2019
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4.1
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Form of Pre-Funded Warrant (2020)
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8-K
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| | June 10, 2020 | | |
4.1
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| | 4.4 | | |
Form of Pre-Funded Warrant (2022)
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8-K
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December 12, 2022
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4.1
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Form of Pre-Funded Warrant (June 2024)
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8-K
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| | June 13, 2024 | | |
4.1
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Form of Pre-Funded Warrant (December 2024)
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8-K/A
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| | December 4, 2024 | | |
4.1
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| | 4.7* | | | Form of certificate of designation with respect to any preferred stock issued hereunder and the related form of preferred stock certificate | | | | | | | | | | |
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Incorporated by Reference
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Exhibit
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Exhibit Description
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Form
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Date
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Number
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| | 4.8 | | |
Form of Indenture to be entered into between registrant and trustee acceptable to the Replimune Group, Inc.
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S-3
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| | May 23, 2025 | | |
333-287536
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| | 4.9* | | | Form of debt security | | | | | | | | | | |
| | 4.10* | | | Form of Warrant Agreement and Warrant Certificate | | | | | | | | | | |
| | 4.11* | | | Form of Unit Agreement and Unit Certificate | | | | | | | | | | |
| | 5.1 | | |
Opinion of Morgan, Lewis & Bockius LLP
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| | 23.1 | | |
Consent of Morgan, Lewis & Bockius LLP (included in Exhibit 5.1)
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| | 23.2 | | | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm | | | | | | | | | | |
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Power of Attorney
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S-3
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| | May 23, 2025 | | |
333-287536
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25.1**
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| | Form T-1 Statement of Eligibility of Trustee under the Indenture | | | | | | | | | | |
| | 107 | | |
Filing Fee Table
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S-3
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| | May 23, 2025 | | |
333-287536
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Name
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Title
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Date
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/s/ Sushil Patel
Sushil Patel
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Chief Executive Officer and Director
(Principal Executive Officer) |
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November 6, 2025
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/s/ Emily Hill
Emily Hill
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Chief Financial Officer
(Principal Financial Officer) |
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November 6, 2025
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/s/ Andrew Schwendenman
Andrew Schwendenman
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Chief Accounting Officer
(Principal Accounting Officer) |
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November 6, 2025
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Philip Astley-Sparke
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| | Director | | |
November 6, 2025
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Kapil Dhingra
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| | Director | | |
November 6, 2025
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Madhavan Balachandran
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| | Director | | |
November 6, 2025
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Christy Oliger
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| | Director | | |
November 6, 2025
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Paolo Pucci
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| | Director | | |
November 6, 2025
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Joseph Slattery
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| | Director | | |
November 6, 2025
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Name
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Title
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Date
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Veleka Peeples-Dyer
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| | Director | | |
November 6, 2025
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Dieter Weinand
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| | Director | | |
November 6, 2025
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Michael Goller
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| | Director | | |
November 6, 2025
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Attorney-in-Fact
FAQ
What is REPL registering in this S-3/A?
The company may offer and sell up to $250,000,000 of common stock, preferred stock, debt securities, warrants, and units, from time to time.
How large is Replimune’s ATM program under the filing?
The sales agreement prospectus covers up to $100,000,000 of common stock under a Sales Agreement with Leerink Partners LLC, included within the $250,000,000 shelf.
Will Replimune receive proceeds from sales under this registration?
Yes. The filing contemplates primary offerings; proceeds from any sales would be received by the company.
How does the $100,000,000 ATM relate to the $250,000,000 shelf?
The ATM capacity is included in the $250,000,000 aggregate. Any unsold ATM amount can be offered under the base shelf via a prospectus supplement.
What are the intended uses of proceeds?
To fund continued development of the RPx platform, including RP1 indication expansion and RP2 program growth, and for general corporate purposes.
What is Replimune’s ticker and recent share price reference?
The ticker is REPL on Nasdaq. The last reported sale price was $8.58 on November 5, 2025.
When can securities be sold under this registration?
Securities may be sold from time to time after effectiveness; the amendment includes Rule 473(b) language for automatic effectiveness 20 days after filing.