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ReTo (RETO) COO Guangfeng Dai reports indirect Class A and B holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ReTo Eco-Solutions, Inc. executive Guangfeng Dai, the company’s COO and President, filed an initial Form 3 detailing his indirect holdings. Through a 20% stake in REIT International (Group) Co, he beneficially owns 156 Class A shares and 200,000 Class B shares of ReTo Eco-Solutions. The filing reports existing ownership rather than new share purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Guangfeng Dai
Role COO and President
Type Security Shares Price Value
holding Class A Shares -- -- --
holding Class B Shares -- -- --
Holdings After Transaction: Class A Shares — 156 shares (Indirect, By REIT International (Group) Co); Class B Shares — 200,000 shares (Indirect, By REIT International (Group) Co)
Footnotes (1)
  1. The reporting person holds a 20% ownership of REIT International (Group) Co, a Hong Kong limited liability company ("REIT International") and beneficially owns 20% of the 781 Class A shares held by REIT International. The reporting person holds a 20% ownership of REIT International and beneficially owns 20% of the 1,000,000 Class B shares held by REIT International.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Guangfeng Dai

(Last)(First)(Middle)
X-702, 60 ANLI ROAD
CHAOYANG DISTRICT

(Street)
BEIJING100101

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
ReTo Eco-Solutions, Inc. [ RETO ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
COO and President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Shares156IBy REIT International (Group) Co(1)
Class B Shares200,000IBy REIT International (Group) Co(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person holds a 20% ownership of REIT International (Group) Co, a Hong Kong limited liability company ("REIT International") and beneficially owns 20% of the 781 Class A shares held by REIT International.
2. The reporting person holds a 20% ownership of REIT International and beneficially owns 20% of the 1,000,000 Class B shares held by REIT International.
/s/ Guangfeng Dai03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the ReTo (RETO) Form 3 filed by Guangfeng Dai report?

The Form 3 reports existing indirect share ownership by executive Guangfeng Dai. It shows his beneficial interest in Class A and Class B shares of ReTo Eco-Solutions through REIT International (Group) Co, rather than any new purchases or sales.

How many ReTo (RETO) shares does Guangfeng Dai beneficially own on the Form 3?

The filing shows beneficial ownership of 156 Class A shares and 200,000 Class B shares. These amounts reflect the portion attributable to his 20% interest in REIT International (Group) Co, which directly holds a larger pool of ReTo shares.

Are Guangfeng Dai’s ReTo (RETO) holdings direct or indirect on this Form 3?

The holdings are reported as indirect ownership. Shares are held by REIT International (Group) Co, a Hong Kong company, and Guangfeng Dai’s beneficial interest comes from his 20% ownership stake in that entity, not from shares registered in his own name.

Did the ReTo (RETO) Form 3 for Guangfeng Dai disclose any stock purchases or sales?

No, the Form 3 does not show any buy or sell transactions. It is an initial ownership report listing existing indirect positions in Class A and Class B shares as of the filing date, without recording new market trades.

What role does REIT International (Group) Co play in Guangfeng Dai’s ReTo (RETO) holdings?

REIT International (Group) Co directly holds ReTo shares, and Guangfeng Dai owns 20% of that company. The Form 3 states he beneficially owns 20% of the 781 Class A and 1,000,000 Class B shares held by REIT International, translated into his reported share amounts.

Why is ReTo (RETO) COO and President Guangfeng Dai required to file a Form 3?

As ReTo’s COO and President, Guangfeng Dai is a company insider subject to SEC reporting rules. Form 3 serves as his initial statement of beneficial ownership, disclosing his indirect positions when he first becomes a reporting person or when requirements first apply.
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