Regions Financial (RF) CFO gets 15,970 RSUs, tax shares withheld
Rhea-AI Filing Summary
Regions Financial Corp Chief Financial Officer Anil D. Chadha reported equity compensation and related share movements. He received a grant of 15,970 restricted stock units, each representing a contingent right to one share of common stock. These units vest on April 1, 2029, subject to continued service and performance thresholds for the period from January 1, 2026 through December 31, 2028.
On the same date, 5,542 previously granted restricted stock units vested and were exercised into 5,542 shares of common stock. Of these, 2,458 shares were withheld by the company at $26.34 per share to cover tax obligations. After these transactions, Chadha directly holds 9,670.0181 shares of common stock, has 1,340.0714 shares held indirectly through a 401(k), and 37,233.8337 restricted stock units, which include quarterly cash dividends reinvested in additional units.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 3,084 shares
Net Buy
5 txns
Insider
Chadha Anil D
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units | 15,970 | $0.00 | $0.00 |
| Exercise | Restricted Stock Units | 5,542 | $0.00 | $0.00 |
| Exercise | Common Stock | 5,542 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 2,458 | $26.34 | $65K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 31,691.8337 shares (Direct);
Common Stock — 9,670.0181 shares (Direct);
Common Stock — 1,340.0714 shares (Indirect, By 401(k))
Footnotes (5)
- F1. Represents the vesting of restricted stock units granted on April 1, 2024 (second of three equal annual installments) that settle in shares of common stock on a 1-for-1 basis
- F2. Represents shares withheld by the Company for tax withholding on restricted stock units that settle in shares of common stock on a 1-for-1 basis.
- F3. Each restricted stock unit represents a contingent right to receive one share of common stock.
- F4. The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.
- F5. Includes quarterly cash dividends that were reinvested in restricted stock units.
Key Figures
New RSU grant: 15,970 units
Vested RSUs exercised: 5,542 units
Shares withheld for taxes: 2,458 shares at $26.34
+3 more
6 metrics
New RSU grant
15,970 units
Restricted stock units granted to CFO on April 1, 2026
Vested RSUs exercised
5,542 units
Previously granted restricted stock units settling into common stock
Shares withheld for taxes
2,458 shares at $26.34
Common shares withheld to cover tax obligations on RSU vesting
Direct common stock holdings
9,670.0181 shares
Direct ownership after reported transactions
401(k) common stock holdings
1,340.0714 shares
Indirect ownership through 401(k) plan after transactions
RSU holdings
37,233.8337 units
Total restricted stock units including reinvested dividends
Key Terms
Restricted Stock Units, contingent right, tax withholding, 401(k), +2 more
6 terms
Restricted Stock Units financial
"Represents the vesting of restricted stock units granted on April 1, 2024"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
tax withholding financial
"Represents shares withheld by the Company for tax withholding on restricted stock units"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
401(k) financial
"Common Stock, indirect ownership, nature of ownership: By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
performance thresholds financial
"contingent on the issuer meeting certain performance thresholds during the period"
quarterly cash dividends financial
"Includes quarterly cash dividends that were reinvested in restricted stock units"
FAQ
What did Regions Financial (RF) CFO Anil D. Chadha report in this Form 4?
Anil D. Chadha reported new equity compensation and related share movements. He received a grant of 15,970 restricted stock units and saw 5,542 previously granted units vest into common shares, with part of those shares withheld for taxes.
How many restricted stock units did the Regions (RF) CFO receive and on what terms?
He received 15,970 restricted stock units. Each unit is a contingent right to one share of common stock, vesting on April 1, 2029, subject to continued service and performance thresholds measured from January 1, 2026 through December 31, 2028.
What happened when Anil D. Chadha’s prior restricted stock units vested at Regions Financial (RF)?
On April 1, 2026, 5,542 previously granted restricted stock units vested and converted into 5,542 common shares. These units were part of a three-year award granted April 1, 2024, representing the second of three equal annual installments.
What are Anil D. Chadha’s holdings in Regions Financial (RF) after these transactions?
Following the reported transactions, he directly holds 9,670.0181 shares of common stock, plus 1,340.0714 shares held indirectly through a 401(k) plan, and 37,233.8337 restricted stock units, which include quarterly cash dividends reinvested in additional units.
How do dividends affect the Regions Financial (RF) CFO’s restricted stock unit balance?
His restricted stock unit balance includes quarterly cash dividends reinvested in additional units. This means cash dividends that would have been paid on underlying shares are instead used to acquire more restricted stock units, increasing the total reported RSU holdings over time.
AI-generated analysis. How Rhea-AI works. Not financial advice.
