Regions Financial CFO sells 0.771 share of stock

Regions Financial’s CFO reported a broker-initiated inadvertent sale of a small fractional share, leaving direct and 401(k) holdings essentially unchanged.

Rhea-AI Filing Summary

REGIONS FINANCIAL CORP (RF) reported an insider transaction by its Chief Financial Officer, Anil D. Chadha. On September 10, 2026, a broker executed an inadvertent sale of 0.771 shares of common stock at $29.895 per share, described as a fractional share sale made without the CFO’s prior knowledge or direction.

After this transaction, the CFO held 11,607.2471 shares of common stock in a direct account and 1,351.5903 shares indirectly through a 401(k) plan. No Rule 10b5-1 trading plan is reported in connection with this activity.

Insider Trade Summary

Net Seller: 0.771 shares

Net Sell 2 txns

Insider Chadha Anil D

Role Chief Financial Officer

Sold 0.771 shs ($23.05)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	0.771	$29.895	$23.05
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 11,607.2471 shares (Direct); Common Stock — 1,351.5903 shares (Indirect, By 401(k))

Footnotes (1)

1. F1. Reflects an inadvertent sale of a fractional share of common stock by the reporting person's broker without the reporting person's prior knowledge or direction.

Key Figures

Shares sold: 0.771 shares Sale price per share: $29.895 per share Direct common stock holdings after transaction: 11,607.2471 shares +2 more

5 metrics

Shares sold 0.771 shares Fractional share sale of common stock on September 10, 2026

Sale price per share $29.895 per share Price for the 0.771-share sale on September 10, 2026

Direct common stock holdings after transaction 11,607.2471 shares CFO’s direct holdings of REGIONS FINANCIAL CORP common stock after the sale

Indirect 401(k) holdings 1,351.5903 shares Common stock held indirectly for the CFO by 401(k) as of the reporting date

Net shares sold 0.771 shares Net change in reported buy/sell activity for this Form 4

Key Terms

fractional share, inadvertent sale, 401(k)

3 terms

fractional share financial

"Reflects an inadvertent sale of a fractional share of common stock"

A fractional share is a portion of a single stock that is worth less than one full share, like owning a slice of a pizza instead of the whole pie. It lets investors buy and hold part of expensive stocks or spread small amounts of money across many companies, which helps with diversification and regular investing; dividends and price changes affect fractional shares proportionally, though some rights and trading rules can vary by provider.

inadvertent sale financial

"Reflects an inadvertent sale of a fractional share of common stock"

401(k) financial

"Indirect ownership noted as By 401(k) for common stock holdings"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RF’s CFO report on September 10, 2026?

The CFO of REGIONS FINANCIAL CORP (RF), Anil D. Chadha, reported a broker-executed sale of 0.771 shares of common stock at $29.895 per share on September 10, 2026. The footnote describes this as an inadvertent sale of a fractional share.

How many RF shares does the CFO hold directly after this reported transaction?

Following the reported activity, the CFO held 11,607.2471 shares of REGIONS FINANCIAL CORP common stock in a direct account. This figure reflects the position after the inadvertent sale of 0.771 shares disclosed for September 10, 2026.

What are the CFO’s indirect holdings in RF through a 401(k) plan?

In addition to direct holdings, the CFO reported an indirect position of 1,351.5903 shares of REGIONS FINANCIAL CORP common stock held by 401(k) as of the same reporting date. This entry is listed as an indirect ownership line separate from the direct account.

Was the RF CFO’s reported sale made under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan in effect for this transaction. The footnote instead explains that the sale was an inadvertent broker-initiated sale of a fractional share, without the CFO’s prior knowledge or direction.

How significant is the RF CFO’s reported fractional share sale?

The reported transaction involves only 0.771 shares, described as a fractional share sale. Given the CFO’s remaining direct holdings of 11,607.2471 shares and additional 401(k) holdings, the disclosed sale is very small in size relative to his overall reported position.

Who is the insider involved in this RF Form 4 filing and what is his role?

The insider is Anil D. Chadha, who serves as Chief Financial Officer of REGIONS FINANCIAL CORP. The filing reports his direct and indirect common stock holdings and the inadvertent fractional share sale executed by his broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 04:03 PM Accepted by SEC EDGAR 09/14/2026 - 04:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chadha Anil D

(Last) (First) (Middle)

1900 5TH AVENUE NORTH

(Street)

BIRMINGHAM ALABAMA 35203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		S		0.771(1)	D	$29.895	11,607.2471	D
Common Stock								1,351.5903	I	By 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects an inadvertent sale of a fractional share of common stock by the reporting person's broker without the reporting person's prior knowledge or direction.

Remarks:

	/s/ Elizabeth H. Townsend - Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)