Regions Financial (NYSE: RF) director receives 7,904 shares from RSU vesting

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

REGIONS FINANCIAL CORP director Noopur Davis exercised restricted stock units into common shares. On May 6, 2026, 7,904 restricted stock units vested and were settled on a one-for-one basis into 7,904 shares of common stock at an exercise price of $0.00 per unit. Following this vesting, her directly held common stock position reported in the filing increased to 28,572.4453 shares, while the corresponding restricted stock unit balance from this award was reduced to zero.

Insider Trade Summary

7,904 shares exercised/converted

Mixed 2 txns

Insider Davis Noopur

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	7,904	$0.00	--
Exercise	Common Stock	7,904	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 28,572.445 shares (Direct, null)

Footnotes (1)

Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026 Each restricted stock unit represents a contingent right to receive one share of common stock.

Key Figures

RSUs vested and settled: 7,904 units/shares Exercise/settlement price: $0.00 per unit Common shares owned after transaction: 28,572.4453 shares +2 more

5 metrics

RSUs vested and settled 7,904 units/shares Vested and settled into common stock on May 6, 2026

Exercise/settlement price $0.00 per unit Restricted stock units converted to common stock

Common shares owned after transaction 28,572.4453 shares Direct ownership after May 6, 2026 vesting

RSU balance after conversion 0.0000 units Restricted stock units line item following vesting

Derivative exercises in filing 1 exercise, 7,904 shares Transaction summary exerciseCount and exerciseShares

Key Terms

Restricted stock units, contingent right, derivative exercise/conversion, Common Stock

4 terms

Restricted stock units financial

"Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share of common stock."

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion for 7,904 restricted stock units"

Common Stock financial

"Restricted stock units vested and were settled in shares of common stock on a one-for-one basis"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

05/08/2026 - 04:25 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Davis Noopur

(Last)

(First)

(Middle)

P. O. BOX 10247

(Street)

BIRMINGHAM

ALABAMA

35202-0247

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/06/2026		M		7,904	A	$0⁽¹⁾	28,572.4453	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	05/06/2026		M			7,904	⁽¹⁾	⁽¹⁾	Common Stock	7,904	$0	0	D

Explanation of Responses:

1. Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026

2. Each restricted stock unit represents a contingent right to receive one share of common stock.

Remarks:

	/s/ Elizabeth H. Townsend - Attorney-in-Fact	05/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Noopur Davis report at Regions Financial (RF)?

Director Noopur Davis reported the vesting of restricted stock units that were settled in common stock. On May 6, 2026, 7,904 restricted stock units converted into 7,904 Regions Financial common shares on a one-for-one basis, increasing her directly held share count.

How many Regions Financial (RF) shares did Noopur Davis receive from RSU vesting?

She received 7,904 shares of Regions Financial common stock. These shares came from restricted stock units that vested and were settled on a one-for-one basis, meaning each unit converted into one common share as described in the Form 4 footnotes.

What are restricted stock units in the context of Regions Financial (RF)?

Restricted stock units are a form of equity compensation representing a contingent right to receive shares. For Noopur Davis, each restricted stock unit represented the right to receive one Regions Financial common share upon vesting, as specifically stated in the Form 4 footnotes.

Did the Noopur Davis Form 4 for Regions Financial (RF) include any stock sales?

The Form 4 shows only an exercise or conversion of restricted stock units into common shares. It reports no open-market sales or dispositions, only the vesting and settlement of 7,904 units into 7,904 Regions Financial common shares on May 6, 2026.

What is Noopur Davis’s direct Regions Financial (RF) shareholding after this transaction?

After the vesting and settlement of her restricted stock units, Noopur Davis directly holds 28,572.4453 shares of Regions Financial common stock. This total is reported in the Form 4 as the number of common shares owned following the May 6, 2026 transaction.

How were the Regions Financial (RF) restricted stock units converted into shares?

The restricted stock units vested and were settled in common stock on a one-for-one basis. According to the footnotes, each unit represented a contingent right to receive one Regions Financial common share, resulting in 7,904 new shares issued upon vesting on May 6, 2026.