STOCK TITAN

Director Jose S. Suquet of Regions Financial (RF) awarded 5,404 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SUQUET JOSE S reported acquisition or exercise transactions in this Form 4 filing.

REGIONS FINANCIAL CORP director Jose S. Suquet received a grant of 5,404 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of common stock.

The RSUs vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon Suquet’s termination of service as a director under his irrevocable deferral election. After this grant, his RSU holdings total 68,462.4949 units, including quarterly cash dividends reinvested in RSUs.

Positive

  • None.

Negative

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Insider SUQUET JOSE S
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5,404 $0.00 --
Holdings After Transaction: Restricted Stock Units — 68,462.495 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan. Includes quarterly cash dividends that have been reinvested in restricted stock units.
RSUs granted 5,404 units Grant of restricted stock units on transaction date <date>2026-05-11</date>
Total RSUs after grant 68,462.4949 units Restricted stock units held following the reported transaction
RSU-to-share ratio 1 share per unit Each restricted stock unit represents one share of common stock
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
irrevocable deferral election financial
"in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan."
Directors' Deferred Restricted Stock Unit Plan financial
"under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SUQUET JOSE S

(Last)(First)(Middle)
P. O. BOX 10247

(Street)
BIRMINGHAM ALABAMA 35202-0247

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/11/2026A5,404 (2) (2)Common Stock5,404$068,462.4949(3)D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.
3. Includes quarterly cash dividends that have been reinvested in restricted stock units.
Remarks:
/s/ Elizabeth H. Townsend - Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Jose S. Suquet report for Regions Financial (RF)?

Jose S. Suquet reported receiving a grant of 5,404 restricted stock units in Regions Financial. These RSUs are a form of equity compensation that convert into common stock in the future, aligning the director’s interests with long-term shareholder value.

When do Jose S. Suquet’s new Regions Financial RSUs vest?

The 5,404 restricted stock units vest on the date of Regions Financial’s 2027 Annual Meeting of Shareholders. Vesting is subject to a service requirement, meaning Suquet must continue serving as a director through that meeting for the award to fully vest.

How and when will Jose S. Suquet’s Regions Financial RSUs be settled?

The restricted stock units will be settled in shares of Regions Financial common stock upon Suquet’s termination of service as a director. Settlement follows his irrevocable deferral election under the company’s Directors’ Deferred Restricted Stock Unit Plan, deferring delivery until he leaves the board.

How many Regions Financial RSUs does Jose S. Suquet hold after this Form 4?

After the grant, Jose S. Suquet holds a total of 68,462.4949 restricted stock units linked to Regions Financial common stock. This figure includes both the new 5,404-unit award and additional RSUs accumulated from quarterly cash dividends reinvested into restricted stock units.

What does each restricted stock unit represent for Regions Financial (RF)?

Each restricted stock unit granted to Jose S. Suquet represents a contingent right to receive one share of Regions Financial common stock. The units themselves are not shares until settlement, but they track share value and ultimately convert into common stock at settlement.