STOCK TITAN
  1. Home
  2. Sec-filings
  3. RF
  4. [Form 4] REGIONS FINANCIAL CORP Insider Trading Activity

Regions Financial (NYSE: RF) director converts 7,904 RSUs into common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

JOHNSON JOIA M reported acquisition or exercise transactions in this Form 4 filing.

REGIONS FINANCIAL CORP director Joia M. Johnson reported routine equity compensation activity involving restricted stock units. On May 6, 2026, 7,904 restricted stock units vested and were settled into 7,904 shares of common stock on a one-for-one basis at a stated price of $0.00 per share, reflecting compensation rather than an open-market purchase.

After these transactions, Johnson directly holds 14,993 shares of common stock. She also has an indirect position of 17,486 common shares held through a trust. The filing notes that the restricted stock unit balance includes quarterly cash dividends that were reinvested in additional units, underscoring the compensation and dividend-reinvestment features of this award rather than market trading.

Positive

  • None.

Negative

  • None.
Insider JOHNSON JOIA M
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 7,904 $0.00 --
Exercise Common Stock 7,904 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 7,153.298 shares (Direct, null); Common Stock — 14,993 shares (Direct, null); Common Stock — 17,486 shares (Indirect, Trust)
Footnotes (1)
  1. Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026 Each restricted stock unit represents a contingent right to receive one share of common stock. Includes quarterly cash dividends that have been reinvested in restricted stock units.
RSUs vested and settled 7,904 units/shares Restricted stock units vested and were settled one-for-one into common stock on May 6, 2026
Direct common shares after transaction 14,993 shares Direct ownership of Regions Financial common stock following RSU settlement
Indirect common shares via trust 17,486 shares Indirect ownership through a trust as reported in the Form 4
RSU settlement price $0.00 per share Reported transaction price per share for 7,904 common shares received from RSU vesting
Remaining RSU balance 7,153.2977 units Restricted stock units remaining after the 7,904-unit vesting event
Restricted stock units financial
"Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
quarterly cash dividends financial
"Includes quarterly cash dividends that have been reinvested in restricted stock units."
trust financial
"Indirect ownership type reported as Trust for 17,486 common shares."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOHNSON JOIA M
(Last)(First)(Middle)
P. O. BOX 10247
(Street)
BIRMINGHAM ALABAMA 35202-0247
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/06/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/06/2026M7,904A$0(1)14,993D
Common Stock17,486ITrust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/06/2026M7,904 (1) (1)Common Stock7,904$07,153.2977(3)D
Explanation of Responses:
1. Restricted stock units vested and were settled in shares of common stock on a one-for-one basis on May 6, 2026
2. Each restricted stock unit represents a contingent right to receive one share of common stock.
3. Includes quarterly cash dividends that have been reinvested in restricted stock units.
Remarks:
/s/ Elizabeth H. Townsend - Attorney-in-Fact05/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did REGIONS FINANCIAL CORP (RF) director Joia M. Johnson report?

Joia M. Johnson reported the vesting of 7,904 restricted stock units, which were settled into 7,904 shares of Regions Financial common stock. This represents routine equity compensation rather than an open‑market stock purchase or sale, reflecting previously granted awards becoming fully earned.

How many REGIONS FINANCIAL CORP (RF) shares does Joia M. Johnson hold after this Form 4?

Following the reported transactions, Joia M. Johnson directly holds 14,993 shares of Regions Financial common stock. She also has an indirect holding of 17,486 common shares through a trust, providing a combined view of her direct and trust-associated ownership positions in the company.

What happened to the 7,904 restricted stock units reported for REGIONS FINANCIAL CORP (RF)?

The 7,904 restricted stock units vested and were settled into 7,904 shares of common stock on May 6, 2026. Each restricted stock unit converted into one share, consistent with the plan’s one‑for‑one settlement terms described in the accompanying footnotes to the filing.

Do the restricted stock units for REGIONS FINANCIAL CORP (RF) include reinvested dividends?

Yes. The filing states that the restricted stock units balance includes quarterly cash dividends that have been reinvested in additional restricted stock units. This means dividend amounts were automatically converted into more units, increasing the total award over time before vesting.

Is Joia M. Johnson’s Form 4 for REGIONS FINANCIAL CORP (RF) an open‑market stock trade?

No. The primary activity involves restricted stock units vesting and settling into common shares at a stated price of $0.00 per share. This reflects equity compensation and award settlement rather than buying or selling shares on the open market for investment purposes.