On what dates did the R F Industries (RFIL) CEO’s tax-withholding share dispositions occur?

The tax-withholding dispositions occurred on April 11 and April 13. On April 11, two separate deliveries were reported, and another followed on April 13, all classified as payments of exercise price or tax liability by delivering R F Industries common shares.

R F Industries (RFIL) CEO delivers 2,107 shares for tax obligations

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

R F Industries Ltd CEO Robert D. Dawson reported routine tax-related share dispositions on Form 4. He delivered a total of 2,107 shares of common stock on April 11 and April 13 at prices between $11.83 and $12.25 per share to cover tax obligations. After these transactions, he directly holds 338,801 shares of common stock, indicating these are small, mechanical withholdings relative to his overall position rather than open-market sales.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Dawson Robert D

Role CEO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	662	$12.25	$8K
Tax Withholding	Common Stock	420	$11.83	$5K
Tax Withholding	Common Stock	1,025	$11.83	$12K

Holdings After Transaction: Common Stock — 338,801 shares (Direct)

Footnotes (1)

Key Figures

Total shares for tax withholding: 2,107 shares Shares withheld on April 13: 662 shares at $12.25 Shares withheld on April 11 (first entry): 420 shares at $11.83 +2 more

5 metrics

Total shares for tax withholding 2,107 shares Common stock delivered for tax obligations on April 11 and 13

Shares withheld on April 13 662 shares at $12.25 Tax-withholding disposition of common stock

Shares withheld on April 11 (first entry) 420 shares at $11.83 Tax-withholding disposition of common stock

Shares withheld on April 11 (second entry) 1,025 shares at $11.83 Tax-withholding disposition of common stock

Shares held after transactions 338,801 shares Direct common stock holdings after April 13 disposition

Key Terms

tax-withholding disposition, Payment of exercise price or tax liability by delivering securities, Form 4

3 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

04/14/2026 - 06:38 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dawson Robert D

(Last)

(First)

(Middle)

16868 VIA DEL CAMPO COURT

SUITE 200

(Street)

SAN DIEGO

CALIFORNIA

92127

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
R F INDUSTRIES LTD [ RFIL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/11/2026		F		420	D	$11.83	340,488	D
Common Stock	04/11/2026		F		1,025	D	$11.83	339,463	D
Common Stock	04/13/2026		F		662	D	$12.25	338,801	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

	/s/ Robert D. Dawson	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did R F Industries (RFIL) CEO report on this Form 4?

The CEO, Robert D. Dawson, reported tax-related dispositions totaling 2,107 common shares. These were classified as payments of exercise price or tax liability by delivering securities, not open-market sales, and are routine administrative transactions rather than discretionary trading activity.

How many R F Industries (RFIL) shares does the CEO hold after the reported transactions?

After the reported tax-withholding dispositions, CEO Robert D. Dawson directly holds 338,801 shares of R F Industries common stock. This shows that the 2,107 shares delivered for tax obligations represent a small portion of his overall share position in the company.

At what prices were the R F Industries (RFIL) shares valued for the CEO’s tax-withholding transactions?

The tax-withholding deliveries were valued at $11.83 and $12.25 per share. Two transactions on April 11 used $11.83 per share, while the April 13 transaction used $12.25 per share, reflecting the share prices applied to cover the CEO’s tax-related obligations.

Do the R F Industries (RFIL) CEO’s reported transactions indicate open-market selling?

No, the transactions are coded “F” and described as payments of exercise price or tax liability by delivering securities. This means shares were withheld to satisfy obligations, rather than sold through open-market transactions initiated for discretionary portfolio or valuation reasons.