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[Form 3] Rafael Holdings, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Rafael Holdings (RFL)director effective 10/23/2025. The filing states the reporting person beneficially owns 0 shares of Class B Common Stock on a direct (D) basis and lists no derivative securities. The form is identified as filed by one reporting person.

Rafael Holdings (RFL)) ha presentato un Form 3 per un direttore recentemente segnalato, con efficacia a partire dal 23/10/2025. La dichiarazione afferma che la persona che segnala possiede, in maniera beneficiaria, 0 azioni di Class B Common Stock direttamente (D) e non elenca strumenti derivati. Il modulo è identificato come presentato da una sola persona che segnala.

Rafael Holdings (RFL)) presentó un Formulario 3 para un director recientemente reportado, con efecto a partir del 23/10/2025. El archivo indica que la persona reportante posee de manera beneficiosa 0 acciones de Class B Common Stock de forma directa (D) y no lista valores derivados. El formulario se identifica como presentado por una sola persona reportante.

Rafael Holdings (RFL)) 새로운 보고된 이사를 위한 Form 3를 제출했으며 이사는 2025년 10월 23일에 효력이 발생합니다. 제출서는 보고자가 직접 지분으로 Class B 보통주 0주를 소유하고 있으며 파생증권은 목록에 없다고 명시합니다. 이 양식은 단일 보고자에 의해 제출된 것으로 식별됩니다.

Rafael Holdings (RFL)) a déposé un Formulaire 3 pour un administrateur nouvellement signalé, avec effet au 23/10/2025. Le dépôt indique que la personne signalante détient, de manière bénéficiaire, 0 actions de Class B Common Stock directement (D) et n’indique aucun instrument dérivé. Le formulaire est identifié comme ayant été déposé par une seule personne signalante.

Rafael Holdings (RFL)) hat ein Formular 3 für einen kürzlich gemeldeten Direktor eingereicht, der mit Wirkung zum 23.10.2025 gilt. Die Einreichung besagt, dass die meldende Person direkt 0 Aktien der Class B Common Stock besitzt und keine derivativen Wertpapiere aufführt. Das Formular wird identifiziert als von einer einzigen meldenden Person eingereicht.

Rafael Holdings (RFL)) قدمت نموذج 3 لمديرٍ مُبلغ عنه حديثاً يبدأ سريانه في 23/10/2025. يذكر التقديم أن الشخص المبلغ يمتلك فعلياً 0 أسهم من Class B Common Stock بشكل مباشر (D) ولا يسرد أي أوراق مشتقة. يتم تحديد النموذج كأنه مقدم من قبل شخص واحد مبلّغ.

Positive
  • None.
Negative
  • None.

Rafael Holdings (RFL)) ha presentato un Form 3 per un direttore recentemente segnalato, con efficacia a partire dal 23/10/2025. La dichiarazione afferma che la persona che segnala possiede, in maniera beneficiaria, 0 azioni di Class B Common Stock direttamente (D) e non elenca strumenti derivati. Il modulo è identificato come presentato da una sola persona che segnala.

Rafael Holdings (RFL)) presentó un Formulario 3 para un director recientemente reportado, con efecto a partir del 23/10/2025. El archivo indica que la persona reportante posee de manera beneficiosa 0 acciones de Class B Common Stock de forma directa (D) y no lista valores derivados. El formulario se identifica como presentado por una sola persona reportante.

Rafael Holdings (RFL)) 새로운 보고된 이사를 위한 Form 3를 제출했으며 이사는 2025년 10월 23일에 효력이 발생합니다. 제출서는 보고자가 직접 지분으로 Class B 보통주 0주를 소유하고 있으며 파생증권은 목록에 없다고 명시합니다. 이 양식은 단일 보고자에 의해 제출된 것으로 식별됩니다.

Rafael Holdings (RFL)) a déposé un Formulaire 3 pour un administrateur nouvellement signalé, avec effet au 23/10/2025. Le dépôt indique que la personne signalante détient, de manière bénéficiaire, 0 actions de Class B Common Stock directement (D) et n’indique aucun instrument dérivé. Le formulaire est identifié comme ayant été déposé par une seule personne signalante.

Rafael Holdings (RFL)) hat ein Formular 3 für einen kürzlich gemeldeten Direktor eingereicht, der mit Wirkung zum 23.10.2025 gilt. Die Einreichung besagt, dass die meldende Person direkt 0 Aktien der Class B Common Stock besitzt und keine derivativen Wertpapiere aufführt. Das Formular wird identifiziert als von einer einzigen meldenden Person eingereicht.

Rafael Holdings (RFL)) قدمت نموذج 3 لمديرٍ مُبلغ عنه حديثاً يبدأ سريانه في 23/10/2025. يذكر التقديم أن الشخص المبلغ يمتلك فعلياً 0 أسهم من Class B Common Stock بشكل مباشر (D) ولا يسرد أي أوراق مشتقة. يتم تحديد النموذج كأنه مقدم من قبل شخص واحد مبلّغ.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
GRAYSON ALAN

(Last) (First) (Middle)
C/O RAFAEL HOLDINGS, INC.
520 BROAD STREET

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/23/2025
3. Issuer Name and Ticker or Trading Symbol
Rafael Holdings, Inc. [ RFL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B Common Stock, par value $.01 per share 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Joyce J Mason, by Power of Attorney 11/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rafael Holdings (RFL) disclose in this Form 3?

An initial beneficial ownership statement for a director effective 10/23/2025.

How many Rafael Holdings Class B shares does the reporting person own?

The filing shows 0 shares of Class B Common Stock beneficially owned, held directly.

Are there any derivative securities reported in this Form 3 for RFL?

No. The filing lists no derivative securities.

What is the relationship of the reporting person to Rafael Holdings (RFL)?

The reporting person is a director.

Is this Form 3 filed by one or multiple reporting persons?

It is indicated as Form filed by One Reporting Person.
Rafael Holdings

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RFL Stock Data

69.89M
31.88M
55.75%
10.92%
0.13%
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