STOCK TITAN

Regis exec delivers 708 shares for equity costs

REGIS CORP (RGS) reported that executive vice president of company operations James Raymon Suarez had 708 shares of common stock delivered or withheld on September 8, 2026 as payment of exercise price or tax liability in connection with equity compensation.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

REGIS CORP (RGS) reported that executive vice president of company operations James Raymon Suarez had 708 shares of common stock delivered or withheld on September 8, 2026 as payment of exercise price or tax liability in connection with equity compensation. Following this transaction, he directly holds 12,728 shares of REGIS CORP common stock.

Positive

  • None.

Negative

  • None.
Insider Suarez James Raymon
Role EVP, Company Operations
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock 708 $27.76 $20K
Holdings After Transaction: Common Stock — 12,728 shares (Direct)
Shares delivered/withheld 708 shares Common stock used to pay exercise price or tax liability on September 8, 2026
Price per share reference $27.76 per share Value applied to the 708-share exercise-price-or-tax-liability disposition
Shares held after transaction 12,728 shares Direct ownership by James Raymon Suarez after the September 8, 2026 transaction
Payment of exercise price or tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"
Rule 10b5-1 trading plan regulatory
"Rule 10b5-1 checkbox indicates whether trades use a trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Form 4 regulatory
"Reported in a Form 4 insider trading report for REGIS CORP"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did REGIS CORP (RGS) report for James Raymon Suarez?

REGIS CORP reported that EVP, Company Operations, James Raymon Suarez had 708 shares of common stock delivered or withheld on September 8, 2026 to pay an equity-related exercise price or tax liability.

How many REGIS CORP (RGS) shares does James Raymon Suarez hold after this Form 4 transaction?

After the September 8, 2026 transaction, James Raymon Suarez directly holds 12,728 shares of REGIS CORP common stock, as reported in the Form 4.

What was the price used for the 708-share disposition reported by REGIS CORP (RGS)?

The 708 shares delivered or withheld for payment of exercise price or tax liability were valued at $27.76 per share, according to the Form 4 filing for REGIS CORP.

Was the REGIS CORP (RGS) insider transaction made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked, indicating the September 8, 2026 transaction was not affirmed as made under a Rule 10b5-1 trading plan.

Does the September 8, 2026 REGIS CORP (RGS) Form 4 reflect an open-market sale?

The Form 4 uses transaction code F, indicating shares were delivered or withheld to pay an exercise price or tax liability related to equity compensation, rather than an ordinary open-market sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Suarez James Raymon

(Last)(First)(Middle)
3701 WAYZATA BLVD

(Street)
MINNEAPOLIS MINNESOTA 55416

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Company Operations
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026F708D$27.7612,728D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Amy Seidel, by power-of-attorney09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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