Regis exec uses 798 shares for tax payment

EVP and COO Jim Brian Lain had 798 RGS shares withheld for exercise price or tax liabilities, leaving him with 12,988 shares held directly.

Rhea-AI Filing Summary

REGIS CORP (RGS) executive Jim Brian Lain, EVP and COO, reported a disposition of common stock tied to equity compensation mechanics. On September 8, 2026, 798 shares of common stock were delivered or withheld at $27.76 per share as payment of exercise price or tax liability. Following this transaction, Lain directly holds 12,988 shares of Regis common stock, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Exercise Price or Tax Liability: 798 shares

Exercise Price or Tax Liability 1 txn

Insider LAIN JIM BRIAN

Role EVP, COO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	798	$27.76	$22K

Holdings After Transaction: Common Stock — 12,988 shares (Direct)

Key Figures

Shares delivered/withheld: 798 shares Reported transaction price: $27.76 per share Shares held after transaction: 12,988 shares

3 metrics

Shares delivered/withheld 798 shares Payment of exercise price or tax liability on September 8, 2026

Reported transaction price $27.76 per share Value applied to the 798 shares on September 8, 2026

Shares held after transaction 12,988 shares Direct holdings of Jim Brian Lain following the September 8, 2026 transaction

Key Terms

exercise price, tax liability, beneficial ownership

3 terms

exercise price financial

"Payment of exercise price or tax liability by delivering or withholding securities"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

tax liability financial

"Payment of exercise price or tax liability by delivering or withholding securities"

beneficial ownership financial

"Form 4 reports changes in an insider’s beneficial ownership of common stock"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RGS executive Jim Brian Lain report?

Jim Brian Lain reported an exercise-price-or-tax-liability disposition of 798 shares of Regis Corp common stock on September 8, 2026, where shares were delivered or withheld to cover the exercise price or tax obligations associated with equity compensation.

At what price were the 798 RGS shares used for Lain’s tax or exercise payment?

The 798 shares of Regis Corp common stock involved in Jim Brian Lain’s exercise-price-or-tax-liability disposition on September 8, 2026, were valued at $27.76 per share according to the reported transaction price.

How many RGS shares does Jim Brian Lain hold after this Form 4 transaction?

After the September 8, 2026 transaction, Jim Brian Lain directly holds 12,988 shares of Regis Corp common stock, as reported in the Form 4 filing.

Was Jim Brian Lain’s RGS transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that no Rule 10b5-1 plan is reported for the September 8, 2026 transaction involving 798 shares used to pay exercise price or tax liability.

What is the nature of the Form 4 code F transaction for RGS?

The Form 4 reports a code F transaction, described as payment of exercise price or tax liability by delivering or withholding securities, involving 798 shares of Regis Corp common stock on September 8, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/10/2026 - 05:39 PM EDT Accepted by SEC EDGAR 09/10/2026 - 05:39 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAIN JIM BRIAN

(Last) (First) (Middle)

3701 WAYZATA BOULEVARD

(Street)

MINNEAPOLIS MINNESOTA 55416

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		F		798	D	$27.76	12,988	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Amy Seidel, by power-of-attorney	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)