Regis CFO uses 886 shares for option costs

Regis Corp’s CFO had 886 shares withheld or delivered to cover option exercise costs or related taxes, leaving her with 14,582 directly held shares.

Rhea-AI Filing Summary

REGIS CORP (RGS) reported that Chief Financial Officer Kersten Delores Zupfer had 886 shares of common stock disposed of on September 8, 2026 in a transaction classified as a payment of exercise price or tax liability by delivering or withholding securities. The shares were held directly, and her direct holdings after this transaction were 14,582 shares of common stock. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Exercise Price or Tax Liability: 886 shares

Exercise Price or Tax Liability 1 txn

Insider Zupfer Kersten Delores

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	886	$27.76	$25K

Holdings After Transaction: Common Stock — 14,582 shares (Direct)

Key Figures

Shares disposed: 886 shares Transaction price per share: $27.76 per share Shares held after transaction: 14,582 shares +1 more

4 metrics

Shares disposed 886 shares Common stock delivered or withheld on September 8, 2026 for exercise price or tax liability

Transaction price per share $27.76 per share Valuation used for the 886-share disposition on September 8, 2026

Shares held after transaction 14,582 shares Direct holdings of REGIS CORP common stock by the CFO following the reported transaction

Exercise price or tax liability shares 886 shares Total shares used in payment of exercise price or tax liability as summarized in the filing

Key Terms

Payment of exercise price or tax liability by delivering or withholding securities, Rule 10b5-1 trading plan, direct or indirect ownership

3 terms

Payment of exercise price or tax liability by delivering or withholding securities financial

"Transaction coded F is described as payment of exercise price or tax liability"

Rule 10b5-1 trading plan regulatory

"The Rule 10b5-1 checkbox is not checked for this filing"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

direct or indirect ownership financial

"The filing classifies the CFO’s holdings as direct ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did REGIS CORP (RGS) disclose for its CFO?

REGIS CORP disclosed that Chief Financial Officer Kersten Delores Zupfer had 886 shares of common stock disposed of on September 8, 2026 to pay an option exercise price or related tax liability by delivering or withholding shares.

How many REGIS CORP (RGS) shares does the CFO hold after this Form 4 transaction?

After the reported transaction, Chief Financial Officer Kersten Delores Zupfer directly holds 14,582 shares of REGIS CORP common stock, as stated in the filing’s post-transaction holdings figure.

At what price per share were the REGIS CORP (RGS) shares valued in the CFO’s tax or exercise-price transaction?

The 886 shares disposed of in connection with payment of exercise price or tax liability were valued at $27.76 per share, according to the reported transaction price per share in the filing.

Was the REGIS CORP (RGS) CFO’s September 8, 2026 transaction under a Rule 10b5-1 plan?

No. The filing indicates the document-level Rule 10b5-1 checkbox is unchecked, so no Rule 10b5-1 trading plan is reported for the September 8, 2026 transaction.

What type of Form 4 transaction did REGIS CORP (RGS) report for its CFO?

The filing reports a Form 4 transaction coded F, described as “Payment of exercise price or tax liability by delivering or withholding securities” involving 886 shares of REGIS CORP common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 05:41 PM Accepted by SEC EDGAR 09/10/2026 - 05:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zupfer Kersten Delores

(Last) (First) (Middle)

3701 WAYZATA BLVD

(Street)

MINNEAPOLIS MINNESOTA 55416

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		F		886	D	$27.76	14,582	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Amy Seidel, by power-of-attorney	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)