Broker files Rule 144 notice for RH (NYSE: RH) restricted shares

Rhea-AI Filing Summary

RH broker submitted a Rule 144 notice listing proposed resale of restricted Common Stock vested under a registered plan.

The notice lists 2,000 shares vested on 10/17/2024 and 202 shares vested on 04/11/2024, both described as "Restricted Stock Vesting Under a Registered Plan."

Insights

Securities Compliance Analyst

Rule 144 resale notice enumerates vested restricted shares with clear vesting dates.

The filing lists two tranches of restricted Common Stock—2,000 shares vested on 10/17/2024 and 202 shares vested on 04/11/2024—identified as issuances under a registered plan.

These entries are administrative disclosures under Rule 144; the filing does not state planned sale timing, purchasers, or proceeds.

Key Figures

Form: Form 144 Shares (vested): 2,000 shares Shares (vested): 202 shares

3 metrics

Form Form 144 Rule 144 resale notice

Shares (vested) 2,000 shares vested on <date>10/17/2024</date>

Shares (vested) 202 shares vested on <date>04/11/2024</date>

Key Terms

Rule 144, Restricted Stock Vesting, Registered Plan

3 terms

Rule 144 regulatory

"Rule 144 notice listing proposed resale of restricted Common Stock"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Registered Plan regulatory

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2202	330300.00	18900969	06/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/17/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			2000	10/17/2024	Not Applicable
Common	04/11/2024	Restricted Stock Vesting Under a Registered Plan	Issuer			202	04/11/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RH Rule 144 filing list?

It lists proposed resale of restricted common shares under Rule 144. The notice itemizes 2,000 shares vested on 10/17/2024 and 202 shares vested on 04/11/2024 as "Restricted Stock Vesting Under a Registered Plan."

Who is the filer on the RH Form 144?

A broker-dealer is listed as the filer. The filing names Morgan Stanley Smith Barney LLC at the address shown, acting in the capacity indicated on the form.

Does the filing state when the shares will be sold?

No specific sale timing is provided in the excerpt. The filing lists vesting dates and share counts but does not disclose planned sale dates or transaction counterparties.

Are the shares registered or from a registered plan for RH?

Yes. The shares are described as "Restricted Stock Vesting Under a Registered Plan", indicating the underlying awards vested pursuant to a plan that is registered with the issuer.