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  4. [Form 4] BRC Group Holdings, Inc. Insider Trading Activity

RILY (RILY) director Robert Antin granted common stock and RSUs in equity awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.

The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.

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Insider ANTIN ROBERT L
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 3,660 $0.00 --
Grant/Award Common Stock 14,695 $0.00 --
Grant/Award Common Stock 33,064 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 84,155 shares (Direct); Common Stock — 200,000 shares (Indirect, See footnote)
Footnotes (1)
  1. Represents shares issued for Board equity compensation. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027. Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Board equity compensation shares 3,660 shares Common Stock issued for Board equity compensation on April 3, 2026
RSU grant vesting May 19, 2026 14,695 units Restricted stock units settling in common stock vesting on May 19, 2026
RSU grant vesting April 3, 2027 33,064 units Restricted stock units settling in common stock vesting on April 3, 2027
Direct holdings after awards 131,914 shares Total direct common stock holdings following April 3, 2026 transactions
Indirect trust holdings 200,000 shares Shares held by the Robert and Patti Antin Living Trust with beneficial ownership disclaimed except for pecuniary interest
Award price per share $0.00 per share Stated transaction price for equity compensation and RSU awards
Board equity compensation financial
"Represents shares issued for Board equity compensation."
restricted stock unit financial
"Represents a restricted stock unit that settles in common stock of the Company"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vests in full financial
"vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting."
Living Trust financial
"Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust."
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ANTIN ROBERT L
(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS, INC.
11100 SANTA MONICA BLVD.,SUITE 800
(Street)
LOS ANGELES CALIFORNIA 90025
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/03/2026A3,660(1)A$084,155D
Common Stock04/03/2026A14,695(2)A$098,850D
Common Stock04/03/2026A33,064(3)A$0131,914D
Common Stock200,000ISee footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares issued for Board equity compensation.
2. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting.
3. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027.
4. Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Remarks:
Does not include 200,000 shares previously included in the Reporting Person's Form 4s that were held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01. The Reporting Person had no pecuniary interest in the shares, which had been previously included in his reports voluntarily.
/s/ Robert Antin04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did RILY director Robert L. Antin report?

Robert L. Antin reported equity awards in BRC Group Holdings common stock, not open-market trades. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units, all dated April 3, 2026.

When do Robert L. Antin’s new RILY restricted stock units vest?

One restricted stock unit grant of 14,695 units vests in full on May 19, 2026, aligned with the 2026 annual shareholder meeting. A second grant of 33,064 units vests in full on April 3, 2027, providing time-based vesting over roughly one year.

How many RILY shares does Robert L. Antin hold after these awards?

After the April 3, 2026 awards, Robert L. Antin directly holds 131,914 BRC Group Holdings common shares. An additional 200,000 shares are held indirectly through the Robert and Patti Antin Living Trust, with beneficial ownership disclaimed except for his pecuniary interest.

Are Robert L. Antin’s recent RILY transactions market purchases or sales?

The reported transactions are equity awards and restricted stock units granted at a stated price of $0.00 per share, not open-market purchases or sales. They represent compensation-related share acquisitions rather than discretionary trading activity in BRC Group Holdings stock.

How are the 200,000 RILY shares in the Antin Living Trust treated in the filing?

The 200,000 BRC Group Holdings shares are held of record by Robert and Patti Antin as Trustees of their Living Trust. The filing states that Robert Antin disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the trust.