Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The BRC Group Holdings, Inc. 5.50% Senior Notes Due 2026 (NASDAQ: RILYK) are senior debt securities referenced by B. Riley Financial, Inc. in connection with its outstanding senior notes. While no specific SEC filings are listed here for RILYK, the notes are mentioned in a company announcement describing a privately negotiated exchange agreement with an institutional investor. That agreement covers approximately $86 million in 5.5% Senior Notes due March 31, 2026 (NASDAQ: RILYK) as part of a larger exchange of senior notes.
For investors reviewing regulatory information related to RILYK, the most relevant documents are typically the issuer’s registration statements and periodic reports that describe its debt securities and capital structure. In its public communication, B. Riley Financial explained that the investor agreed to exchange outstanding senior notes, including RILYK, for newly issued 8.00% Senior Secured Second Lien Notes due January 1, 2028 and warrants to purchase common shares. The company stated that this transaction would reduce its total outstanding debt and support its efforts to address its capital structure.
On Stock Titan, the SEC filings page for RILYK is designed to surface such regulatory disclosures and related information once available, and to pair them with AI-powered summaries. When filings are present, investors can use this page to locate annual reports (Form 10-K), quarterly reports (Form 10-Q), and any current reports (Form 8-K) that discuss senior notes like RILYK, as well as any registration statements or prospectus supplements covering these securities.
AI analysis features on this page help explain the key terms and implications of complex filings, highlight sections that discuss instruments such as the 5.50% Senior Notes Due 2026, and make it easier to understand how transactions like the private bond exchange affect the issuer’s debt profile.
PAULSON RANDALL E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings director Randall E. Paulson reported equity-based awards of common stock and restricted stock units on April 3, 2026. The awards cover a total of 51,419 shares of common stock, issued at no cash cost as part of Board equity compensation and time-vested RSUs.
Following these grants, Paulson directly holds 370,398 shares of BRC Group Holdings common stock. Footnotes state that a portion represents Board equity compensation, while additional restricted stock units settle in common stock and vest in full on May 19, 2026 and April 3, 2027.
Walters Marian reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings director Marian Walters reported equity awards in company stock. On April 3, 2026, she received 3,660 shares of Common Stock issued as Board equity compensation. She was also granted a restricted stock unit for 14,695 shares that vests in full on May 19, 2026, the date of the Company’s 2026 Annual Shareholder Meeting.
A second restricted stock unit for 33,064 shares was granted, vesting in full on April 3, 2027. Following these awards, Walters directly holds 55,980 shares of Common Stock. An additional 5,701 shares are held of record by the D AND M WALTERS FAMILY TRUST, reflecting indirect ownership.
BRC Group Holdings, Inc. filed an Amendment No. 1 to its Annual Report for the year ended December 31, 2025, mainly to add missing conformed signatures from its independent registered public accounting firm and update related officer certifications. The underlying report shows BRC, formerly B. Riley Financial, as a diversified holding company spanning capital markets, wealth management, telecom, internet access and consumer products.
The company is prioritizing deleveraging, reducing total indebtedness from $1.8 billion at December 31, 2024 to $1.4 billion at December 31, 2025 through multiple asset sales and monetization transactions. These include a brands securitization and related sales, the partial sale of Great American Group businesses, divestitures in recycling, wealth management and advisory units, and various security sales and exchanges. BRC also highlights significant legal, regulatory and reputational risks tied to its former Freedom VCM investment, the Franchise Group and Conn’s bankruptcies, SEC subpoenas, and large non‑cash impairments, alongside identified material weaknesses in internal control over financial reporting.
BRC Group Holdings, Inc. filed its annual report describing a diversified platform spanning capital markets, wealth management, telecom, internet access and consumer products. The company emphasizes deleveraging, cutting total outstanding indebtedness from $1.8 billion at December 31, 2024 to $1.4 billion at December 31, 2025, funded largely by multiple asset sales and monetizations.
Major transactions included a brands securitization and related sale generating an upfront payment of about $189.3 million plus $46.6 million in net cash proceeds, a Great American Group deal that distributed roughly $167.1 million to the company from a $203.0 million purchase price, a recycling business sale with $68.6 million cash proceeds from a $102.5 million price, a partial wealth management sale for $26.0 million, and advisory businesses sold for about $117.8 million.
The report outlines significant risks, including heavy debt with upcoming senior note maturities of approximately $355.6 million in 2026, substantial non‑cash impairments tied to investments in Freedom VCM and a related loan, SEC subpoenas seeking information on certain relationships and transactions, and identified material weaknesses in internal control over financial reporting. The wealth management segment reported assets under management of about $13.0 billion as of December 31, 2025, supported by 1,380 employees and more than 172 affiliated professionals.
BRC Group Holdings, Inc. reported a sharp turnaround in 2025 results. Net income available to common shareholders rose to $84.8 million in Q4 2025 and $299.4 million for full year 2025, compared with $0.9 million and a $(772.3) million loss in 2024. Total revenues reached $278.4 million in Q4 and $967.6 million for the year, both higher than 2024, helped mainly by investment gains.
Adjusted EBITDA improved to $104.2 million in Q4 and $231.1 million for 2025, versus large negative amounts in 2024, while Operating Adjusted EBITDA grew to $112.1 million for the year. Debt reduction was significant: total debt fell to $1.43 billion and Net Debt to $627.0 million at December 31, 2025, down from $1.77 billion and $1.06 billion a year earlier.
BRC Group Holdings, Inc. notified Nasdaq Stock Market LLC that the 5.50% Senior Notes Due 2026 have been removed from listing and/or registration under Section 12(b) via Form 25. Nasdaq certified compliance with 17 CFR 240.12d2-2 and the issuer complied with exchange rules for voluntary withdrawal.
Bryant R. Riley filed Amendment No. 6 to his Schedule 13D on BRC Group Holdings, Inc. He reports beneficial ownership of 6,985,856 shares of common stock, or 20.1% of the company’s outstanding shares, based on 34,798,366 shares outstanding as of March 16, 2026.
He may also be deemed to indirectly beneficially own 199,069 additional shares held for family members and in a 401(k) plan. The filing notes no transactions in the prior 60 days and discloses that his loan with Axos Bank was restructured, terminating prior pledge agreements and releasing 2,681,587 previously pledged shares.
BRC Group Holdings reported beneficial ownership disclosure by Daniel Asher and DBA Trading, LLC. The filing lists 3,017,041 ordinary shares held with shared voting and dispositive power, representing 8.78% of the class. The filing states the reporting persons are filing jointly and that Asher is deemed to control the shares held by DBA Trading, LLC.
The disclosure is a passive ownership report under Schedule 13G reflecting holdings and voting/dispositive allocations; no transaction price, purchase date, or trading direction is provided in the excerpt.
BRC Group Holdings, Inc. detailed a series of bond-for-equity exchanges and note repurchases that will reduce outstanding debt by approximately $37.9 million. The company agreed to issue an aggregate of 4,201,300 shares of common stock in exchange for 1,343,551 units of senior notes across multiple series and repurchased 171,703 units of 5.0% senior notes due 2026 for about $4.0 million in cash.
As of March 10, 2026, common stock outstanding was 34,361,979 shares, and is expected to be 34,798,366 shares after the March 12 exchange closes. Separately, the company plans to redeem approximately $96 million of 5.50% Senior Notes due 2026 on March 30, 2026, and expects to file its 2025 Form 10-K by the extended March 31, 2026 deadline after submitting a Form 12b‑25. The compensation committee also approved a $700,000 2025 bonus for CFO Scott Yessner, bringing his 2025 total compensation to $2,522,293.
Affiliated broker-dealers G1 Execution Services, SIG Brokerage, Susquehanna Financial Group, and Susquehanna Securities filed an amended ownership report on BRC Group Holdings, Inc. common stock. They report beneficial ownership of 1,237,541 shares, equal to 4.0% of the company’s outstanding common stock.
The Susquehanna Securities position includes options to buy 1,131,100 shares. BRC Group Holdings, formerly B. Riley Financial, had 30,597,066 shares outstanding as of November 17, 2025, according to a prior quarterly report. The filers state the holdings are in the ordinary course of business and not for influencing control.