Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BRC Group Holdings, Inc. filings document the issuer behind RILYP, including its Series A depositary shares, common stock, Series B preferred depositary shares, and listed senior notes. The filings identify RILYP as depositary shares, each representing a 1/1000th interest in a 6.875% Series A Cumulative Perpetual Preferred Share, and place the security within the company’s broader Nasdaq-listed capital structure.
Regulatory disclosures include 8-K material-event reports, operating and financial results, capital-structure information, and definitive proxy materials for annual meeting governance. The filing record also reflects the company’s current BRC Group Holdings name and its former B. Riley Financial identity.
BRC Group Holdings, Inc. reported the final results of stockholder voting from its 2026 annual meeting held on May 19, 2026. Seven director nominees, including Bryant R. Riley and Thomas J. Kelleher, each received over 11.4 million votes in favor, with significantly fewer votes against.
Stockholders also voted on two additional proposals, with one receiving about 21.7 million votes for and another receiving about 10.7 million votes for, alongside reported abstentions and broker non-votes. The company also listed its common stock, preferred share depositary shares, and several series of senior notes as securities registered on the Nasdaq Global Market.
BRC Group Holdings, Inc. files an amendment to a Schedule 13G/A reporting warrants to purchase common stock held by several Oaktree-related entities. The Reporting Persons collectively directly hold 1,832,289.96 Warrants exercisable into common stock.
The filing cites 37,130,592 shares of common stock outstanding as of May 5, 2026 and an aggregate of 38,962,881.96 shares of common stock used to calculate percent of class (which includes 1,832,289.96 shares underlying the Warrants), as reported in the issuer's 10-Q filed May 7, 2026. Individual fund holdings shown include RPVOF 89,133.58, OPIF 38,740.11, Copley 58,286.98, Opps XII 959,020.57, and OCM SSF 687,108.74 Warrants.
BRC Group Holdings, Inc. filed a Form 13F reporting its institutional holdings. The report lists 21 holdings with an Information Table value total of $456,231,566, and the filing was signed by Bryant R. Riley on 05-15-2026.
The filing is a standard quarterly holdings disclosure by an institutional investment manager and lists the total market value and number of reported positions; it does not itself describe trades, performance, or strategy.
BRC Group Holdings, Inc. executive Alan N. Forman, EVP, General Counsel and Secretary, reported open-market sales of a total of 100,000 shares of BRC Group common stock. The sales occurred in two transactions on May 13 and May 14.
He sold 20,555 shares at a weighted average price of $8.5805 per share and 79,445 shares at a weighted average price of $8.5634 per share, with prices in multiple lots ranging roughly between $8.40 and $9.26. After these sales, he directly holds 37,827 common shares.
BRC Group Holdings, Inc. affiliate filed an amended Form 144/A reporting proposed sales of Common Stock by an affiliate. The filing lists multiple previously vested restricted stock unit grants with discrete grant/vesting dates and share counts (examples include 27,231 shares vested 12/15/2020 and 21,532 shares vested 02/08/2023). The cover data shows 100,000 and 905,000.00 (currency) and an NASDAQ listing entry with an 05/13/2026 reference. The filing identifies Alan N. Forman as a selling affiliate and reports sales during the past three months of 3,741 shares for $27,047.43.
BRC Group Holdings Inc. submitted a notice of proposed sale of 100,000 shares of Common Stock via NewEdge Securities LLC.
Aggregate offering consideration is listed as $905,000.00. Shares outstanding were 37,130,592 as of 05/13/2026 (contextual baseline).
BRC Group Holdings, Inc. reported net income of $222.2 million for the quarter ended March 31, 2026, compared with a net loss of $16.6 million a year earlier. Revenue rose to $352.1 million from $186.1 million, helped by $145.1 million of net trading gains and $105.1 million of realized and unrealized investment gains. Operating expenses fell to $199.1 million from $247.5 million, turning operating income to $152.9 million from a loss. The company used gains and cash to reduce senior notes payable, net, to $1.17 billion from $1.30 billion and fully redeemed $96.0 million of 5.50% senior notes due 2026. It also exchanged $36.1 million of various senior notes for 4.55 million common shares, which, along with earnings, moved total equity from a deficit of $120.3 million at December 31, 2025 to positive equity of $136.3 million at March 31, 2026.
BRC Group Holdings, Inc. reported a sharp turnaround in first quarter 2026, with net income available to common shareholders of $211.3 million and total revenues of $352.1 million, compared with a loss and $186.1 million of revenues a year earlier. Basic EPS rose to $6.62 from $(0.39), reflecting strong trading gains and lower operating expenses.
Adjusted EBITDA reached $262.2 million and Operating Adjusted EBITDA was $34.6 million, both improving from losses in 2025. The company reduced total debt to $1.30 billion and Net Debt to $372.4 million, while securities and other investments owned increased to $639.7 million.
Capital Markets segment revenues jumped to $172.1 million with segment income of $137.2 million, and Wealth Management generated $52.2 million of revenue and $16.0 million of income, with $11.9 billion of client assets under management. BRC plans to repurchase minority shares of B. Riley Securities and merge it with B. Riley Wealth, targeting completion by year-end.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.