[144] Riot Platforms, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filing for Riot Platforms, Inc. (RIOT) discloses a proposed sale of 248,168 shares of common stock, acquired as restricted stock on 06/01/2024. The filing lists an aggregate market value of $3,915,669.15 for the shares and reports 369,623,180 shares outstanding. The sale is to be handled by Morgan Stanley Smith Barney LLC on the NASDAQ with an approximate sale date of 09/10/2025. The filer reports nothing to report for securities sold in the past three months and includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.

Positive

• Clear provenance: Shares were acquired as restricted stock on 06/01/2024, with acquisition details provided
• No prior dispositions reported: The filer states "Nothing to Report" for securities sold in the past three months

Negative

• Proposed insider sale: 248,168 shares are planned for sale, representing an insider disposition that may be monitored by investors

Insights

Securities Analyst

TL;DR: Officer/insider proposes to sell 248,168 restricted shares through Morgan Stanley Smith Barney, with a stated market value of about $3.9 million.

The filing documents a routine Rule 144 notice for the proposed sale of restricted stock rather than an open-market transaction announcement. It specifies the number of shares, acquisition date, nature of acquisition (restricted stock) and the broker to execute the sale. The disclosure that no shares were sold in the past three months reduces ambiguity about recent insider disposition behavior. This is a compliance-driven filing that notifies the market of an intended sale under Rule 144, without additional operational or financial information about the company.

Compliance & Risk Analyst

TL;DR: The filer affirms no material nonpublic information and provides standard Rule 144 sale details, indicating routine regulatory compliance.

The document shows the seller represents they are not aware of undisclosed adverse information, and it names the executing broker and approximate sale date. From a compliance perspective, the filing contains the necessary identifiers for a Rule 144 notice: acquisition date, nature of acquisition, quantity, and planned broker execution. The absence of reported sales in the prior three months is noted; nothing in the filing signals regulatory exceptions or unusual payment arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	248168	3915669.15	369623180	09/10/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2024	Restricted Stock	Issuer			248168	06/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Riot Platforms (RIOT) Form 144 report?

The filing reports a proposed sale of 248,168 common shares acquired as restricted stock on 06/01/2024, with aggregate market value $3,915,669.15.

When is the approximate sale date listed in the RIOT Form 144?

The filing lists an approximate sale date of 09/10/2025 and names Morgan Stanley Smith Barney LLC as the broker.

How many Riot Platforms shares are outstanding according to the filing?

The filing reports 369,623,180 shares outstanding.

Were any RIOT securities sold by this person in the past three months?

According to the filing, there is "Nothing to Report" for securities sold during the past three months.

Does the filer claim possession of any undisclosed material information?

By signing the notice, the person represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.