Welcome to our dedicated page for Riot Platforms SEC filings (Ticker: RIOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Riot Platforms, Inc. filings document the regulatory record for a Nevada digital infrastructure company whose common stock trades on the Nasdaq Capital Market under RIOT. Recent Form 8-K reports disclose operating and financial results, earnings presentation materials, material agreements, credit arrangements, and corporate events tied to the company’s Bitcoin mining and data center infrastructure strategy.
The company’s proxy and governance filings cover board structure, executive compensation, shareholder voting matters, and bylaw changes, including a phased board declassification. Other filings describe the Rockdale site land acquisition, data center lease arrangements, leadership and compensation matters, registered securities, exhibits, and formal disclosures connected to Riot’s operating subsidiaries and capital structure.
Riot Platforms, Inc. director and senior finance officer Ryan D. Werner reported the sale of 14,984 shares of common stock on 10/10/2025 at $23 per share. The filing shows 822,775 shares remained beneficially owned after the transaction. The report notes the sales were made under a Rule 10b5-1 trading plan adopted on 12/13/2024, indicating the transactions followed a pre-established plan rather than ad hoc decisions. The filing was submitted by an attorney-in-fact on behalf of the reporting person.
Riot Platforms (RIOT) filed an amended Form 4 for its SVP and CAO, reporting a tax withholding transaction tied to restricted stock vesting. On 07/01/2025, 12,965 shares of common stock were withheld at $11.27 under code F to cover taxes upon vesting. Following this, the reporting person directly beneficially owned 641,861 shares. The amendment was filed solely to add a Power of Attorney (Exhibit 24).
Jason Les, reported as a Director and CEO of Riot Platforms, Inc. (RIOT), executed sales of 113,948 shares of the issuer's common stock on 10/03/2025. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on 9/10/2024 and realized a weighted average price of $20.04 per share. The filing shows the Reporting Person retains reported beneficial ownership of 769,911 shares indirectly (held in trust) and a separate reported direct holding of 7,253,244 shares following the transactions. The Form 4 is signed by an attorney-in-fact and includes an undertaking to provide transaction-level details on request.
Jason Les, listed as Director and CEO of Riot Platforms, Inc. (RIOT), reported sales of company common stock on September 29, 2025. The filing shows one sale effected under a Rule 10b5-1 trading plan adopted September 10, 2024, with transactions executed in a series at prices ranging from $20.00 to $20.005 and a weighted average price of $20.00. The Form 4 lists a disposition of 12,800 shares and an additional reported disposition of 7,253,244 shares. After the reported transactions the filing shows 883,859 shares beneficially owned indirectly in a trust where Mr. Les is trustee.
Jason Les, listed as CEO and a director of Riot Platforms, Inc. (RIOT), reported insider sales on a Form 4. The filing shows sales effected on 09/24/2025 under a Rule 10b5-1 trading plan adopted on 09/10/2024. The report lists a weighted average sale price of $20.04 per share (sales prices ranged $20.00–$20.10) and states the Reporting Person beneficially owns 896,659 shares indirectly through a trust. The Form is signed by an attorney-in-fact on 09/26/2025. The filing includes an explanatory footnote that full transaction detail will be provided upon request.
Riot Platforms, Inc. (RIOT) filed a Rule 144 notice reporting a proposed sale of 150,000 common shares through J.P. Morgan Securities LLC, with an aggregate market value of $2,560,500. The filing lists the approximate sale date as 09/24/2025 and shows 369,623,180 shares outstanding. The shares were recorded as acquired on 07/12/2023 by transfer from Jason Les, who originally acquired them from the issuer on 06/01/2023. The filer also disclosed a prior sale on 07/21/2025 of 100,000 shares for gross proceeds of $1,511,786.80. The notice includes the standard Rule 144 certification regarding absence of undisclosed material adverse information.
Form 144 filing for Riot Platforms, Inc. (RIOT) discloses a proposed sale of 248,168 shares of common stock, acquired as restricted stock on 06/01/2024. The filing lists an aggregate market value of $3,915,669.15 for the shares and reports 369,623,180 shares outstanding. The sale is to be handled by Morgan Stanley Smith Barney LLC on the NASDAQ with an approximate sale date of 09/10/2025. The filer reports nothing to report for securities sold in the past three months and includes the standard representation that the seller does not possess undisclosed material adverse information about the issuer.
The amended Schedule 13G reports that The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC together beneficially own 4,201,703.96 shares of Riot Platforms common stock, representing 1.2% of the class. The filers disclose 0 shares of sole voting or dispositive power and shared voting power of 4,199,906.96 and shared dispositive power of 4,200,036.96, indicating the position is held jointly rather than individually.
Exhibits include a joint filing agreement and an Item 7 exhibit identifying Goldman Sachs & Co. LLC as the subsidiary that holds or may be deemed to hold the securities and noting that those securities are held in the ordinary course of business and not for the purpose of changing control.