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RITCV Form 4 Filings

RITCV

Every Form 4 that RITCV (RITCV) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RITCV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RITCV filings page.

Rhea-AI Summary

Addas William Dean reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director William Dean Addas received 16,199 shares of common stock as an equity grant. The shares were issued as compensation for his board service under Rithm’s Omnibus Incentive Plan, using a closing stock price of $9.26 on May 22, 2026 for valuation. Following this grant and a correction of an 18-share overstatement from a prior filing, Addas now directly holds 44,972 Rithm common shares.

Rhea-AI Summary

Rithm Capital Corp. director Kevin J. Finnerty received a stock grant as compensation. On May 26, 2026, he acquired 16,739 shares of Rithm Capital common stock in a grant/award transaction at a stated price of $0.00 per share, under the company’s Omnibus Incentive Plan.

A footnote explains these shares were issued as compensation for services, using a closing stock price of $9.26 on May 22, 2026 to determine the award’s value. Following the grant, Finnerty holds 325,812 common shares directly and 24,846 shares indirectly through a trust.

Rhea-AI Summary

Hebard Peggy Hwan reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director Peggy Hwan Hebard received 17,279 shares of Common Stock as a compensation award. The shares were granted for services under the company’s Omnibus Incentive Plan and related board resolutions, increasing her direct holdings to 96,779 shares. The footnote cites a closing stock price of $9.26 on May 22, 2026 as the applicable reference price.

Rhea-AI Summary

Saltzman David reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director David Saltzman received a grant of 17,279 shares of Common Stock as compensation. The award was issued under the company’s Omnibus Incentive Plan and board-approved terms, with an applicable closing stock price of $9.26 on May 22, 2026. Following this grant, he directly holds 61,527 common shares.

Rhea-AI Summary

Le Melle Patrice M reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director Patrice M Le Melle received a grant of 16,199 shares of Common Stock as equity compensation. The Form 4 shows these shares were issued as payment for board services under the company’s Omnibus Incentive Plan, rather than purchased in the open market.

Following this award, Le Melle directly holds a total of 70,523 shares of Rithm Capital common stock. The footnote notes that the applicable closing stock price used for the grant calculation was $9.26 on May 22, 2026, providing a reference market value for the compensation.

Rhea-AI Summary

Kripalani Ranjit M reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director Ranjit M. Kripalani received a grant of 16,739 shares of Common Stock as compensation for board service under the company’s Omnibus Incentive Plan. The award increased his direct holdings to 30,666 shares. A related footnote cites a closing stock price of $9.26 on May 22, 2026.

Rhea-AI Summary

Rithm Capital Corp. director David Saltzman sold 80,922 shares of Common Stock in open-market transactions. The sales occurred on May 20, 2026 at weighted average prices of $9.19 and $9.26 per share, with individual trades executed within narrow price ranges around those averages.

Rhea-AI Summary

Nierenberg Michael reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. reported that Chief Executive Officer Michael Nierenberg received an equity-based award of 283,554 Class B Profits Units of Rithm Capital Management LLC. The award was granted on February 20, 2026 at no cash cost to him.

According to the plan terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, provided he remains employed by Rithm. Once vested and after sufficient profits have been allocated to the units, they are exchangeable on a one-for-one basis into shares of Rithm Capital common stock.

Rhea-AI Summary

SANTORO NICOLA JR reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. reported that its Chief Financial Officer, Nicola Santoro Jr., received a grant of 82,703 Class B Profits Units of Rithm Capital Management LLC on February 20, 2026. The award was granted at $0.00 per unit as a derivative equity incentive.

According to the award terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, contingent on continued employment. Once vested and after sufficient profits have been allocated, each unit will be exchangeable into one share of Rithm Capital common stock.

Rhea-AI Summary

Zeiden David reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. reported that its Chief Legal Officer, David Zeiden, received an equity-based award in the form of 30,718 Class B Profits Units of Rithm Capital Management LLC on February 20, 2026. The award was granted at a price of $0.00 per unit.

According to the terms, these Class B Profits Units vest in three equal annual installments on February 20 of 2027, 2028 and 2029, as long as Zeiden remains employed by the company. Once vested and after sufficient profits have been allocated, each unit can be exchanged on a one-for-one basis into a share of Rithm Capital common stock.

Rhea-AI Summary

Rithm Capital Corp. reported an insider equity transaction by its Chief Financial Officer, Nicola Santoro Jr. The filing shows a tax-withholding disposition of 100,886 shares of common stock on February 21, 2026 at a price of $10.45 per share.

The shares were withheld to cover tax obligations when 202,351 previously reported restricted stock units settled on that date, rather than being an open-market sale. After this withholding, Santoro directly owned 181,281 shares of Rithm Capital common stock.

Rhea-AI Summary

Rithm Capital Corp. CEO Michael Nierenberg reported a Form 4 showing a tax-related share disposition rather than an open-market sale. On February 21, 2026, 771,688 shares of common stock at $10.45 per share were withheld to satisfy tax withholding obligations when 1,416,540 previously reported restricted stock units settled. After this transaction, Nierenberg directly held 1,445,798 shares of common stock, with additional indirect holdings reported through various family trusts and custodial accounts.

Rhea-AI Summary

Rithm Capital Corp. Chief Executive Officer and director Michael Nierenberg reported multiple equity-related awards dated January 30, 2026. He acquired 29,098 shares of common stock at a price of $0, described as dividend equivalent rights on previously granted time-based and performance-based restricted stock units tied to the company’s quarterly dividend.

Following this transaction, he directly beneficially owns 2,217,486 shares of common stock, which include 1,416,543 unvested restricted stock units. He also holds additional common shares indirectly through various family trusts and custodial accounts for children, a GRAT, and other vehicles.

In Table II, he acquired Class B Profits Units of Rithm Capital Management LLC in several grants (4,504; 40,538; 5,647; and 16,941 units) at $0, which are identified as dividend equivalent rights on existing Class B Profits Units associated with the quarterly dividend. These Class B Profits Units are exchangeable into Rithm Capital common stock on a one-for-one basis once vesting and profits allocation conditions are met under long-term incentive and performance-based award arrangements.

Rhea-AI Summary

Rithm Capital Corp. reported that its Chief Legal Officer, David Zeiden, received additional incentive awards tied to company performance. On January 30, 2026, he was granted 470 Class B Profits Units and 313 Class B Profits Units of Rithm Capital Management LLC at a price of $0 per unit.

The footnotes explain these Class B Profits Units can be exchanged on a one-for-one basis into Rithm common stock under the long-term incentive plan and award agreements, once vesting and profit-allocation conditions are met. Some units represent dividend-equivalent rights on existing awards, while others are performance-based units linked to 2025 return on equity with vesting over multiple years.

Rhea-AI Summary

Rithm Capital’s Chief Financial Officer, Nicola Santoro Jr., reported awards tied to existing equity incentives on January 30, 2026. He acquired 4,156 shares of Common Stock at $0, described as dividend equivalent rights on previously granted time-based and performance-based restricted stock units. Following this, he beneficially owned 282,167 Common shares, including 202,353 unvested RSUs.

He also acquired several blocks of Class B Profits Units of Rithm Capital Management LLC at $0: 838, 1,675, 988 and 658 units, all exchangeable one-for-one into Common Stock after vesting and allocation of sufficient profits. These entries reflect dividend equivalents and previously granted profits interest awards with multi-year vesting and, in some cases, performance-based tranches tied to return on equity for 2024 and 2025.