RITM insider update: CEO reports stock and Class B unit awards
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rithm Capital (RITM) CEO and Director Michael Nierenberg reported insider equity changes. On 10/31/2025, he acquired 4,408 shares of Common Stock at $0, representing dividend equivalent rights on previously reported time‑based RSUs tied to the company’s quarterly dividend. Following this, he beneficially owned 999,147 shares directly, which includes 198,204 unvested RSUs.
Indirect holdings reported include 56,287 shares by a trust for children, 301,548 by a trust for daughter, 301,548 by a trust for son, 130,458 by a 2019 GRAT, 23,850 as custodian for daughter, and 24,400 as custodian for son.
He also reported Class B Profits Units of Rithm Capital Management LLC (exchangeable into Common Stock on a one‑for‑one basis after vesting and profit allocation): 4,776 (dividend equivalents) with 315,384 owned after the transaction; 21,495 (dividend equivalents) with 966,433 owned after; and 5,988 (dividend equivalents) with 269,258 owned after. Footnotes detail time‑based and performance‑based vesting schedules.
Positive
- None.
Negative
- None.
Insider Trade Summary
10 transactions reported
Mixed
10 txns
Insider
Nierenberg Michael
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class B Profits Units of Rithm Capital Management LLC | 4,776 | $0.00 | -- |
| Grant/Award | Class B Profits Units of Rithm Capital Management LLC | 21,495 | $0.00 | -- |
| Grant/Award | Class B Profits Units of Rithm Capital Management LLC | 5,988 | $0.00 | -- |
| Grant/Award | Common Stock | 4,408 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Class B Profits Units of Rithm Capital Management LLC — 315,384 shares (Direct);
Common Stock — 999,147 shares (Direct);
Common Stock — 56,287 shares (Indirect, By Trust for Children)
Footnotes (1)
- Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Includes 198,204 unvested restricted stock units. Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
FAQ
What did Rithm (RITM) CEO Michael Nierenberg report on this Form 4?
He reported acquiring 4,408 Common Stock dividend equivalent units at $0 on 10/31/2025, and updated direct and indirect holdings.
What indirect RITM holdings were disclosed?
Indirect holdings include 56,287 by trust for children; 301,548 by trust for daughter; 301,548 by trust for son; 130,458 by a 2019 GRAT; 23,850 and 24,400 as custodian for daughter and son.
What are the reported Class B Profits Units and how do they work?
They are interests in Rithm Capital Management LLC exchangeable 1-for-1 into Common Stock after vesting and sufficient profit allocation per plan terms.
How many Class B Profits Units were added on 10/31/2025?
Dividend equivalent additions were 4,776, 21,495, and 5,988, each at $0.
What vesting details were provided for these awards?
Footnotes describe time‑based installments and performance‑based tranches, with exchanges possible after vesting and profit allocation.