RITM (NYSE) Form 144 lists proposed Common stock sales via J.P. Morgan

Rhea-AI Filing Summary

RITM filed a Form 144 notice reporting proposed sales of Common Stock through J.P. Morgan Securities LLC as broker-dealer. The excerpt lists transaction types including a compensation award dated 01/01/2013 and an open-market purchase dated 05/03/2019, with several share and reference numbers shown in the cover data.

Key Figures

Broker-dealer reference: 80922 Filer reference: 728298 Large numeric identifier: 558306597 +3 more

6 metrics

Broker-dealer reference 80922 appears in the securities/broker data

Filer reference 728298 listed in the securities/broker section

Large numeric identifier 558306597 shown in the securities/broker cover data

Compensation award date 01/01/2013 date tied to a compensation award entry

Open-market purchase date 05/03/2019 date tied to an open-market purchase entry

Reference date 01/01/2026 appears adjacent to compensation award entry

Key Terms

Form 144, Compensation award, Open Market, Issuer

4 terms

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Compensation award financial

"Common | 01/01/2013 | Compensation award | Issuer"

Open Market market

"Common | 05/03/2019 | Purchase | Open Market"

An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.

Issuer regulatory

"Common | 01/01/2013 | Compensation award | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	80922	728298	558306597	05/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2013	Compensation award	Issuer			66748	01/01/2026	N/A
Common	05/03/2019	Purchase	Open Market			14174	05/03/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RITM's Form 144 filing show?

The filing shows a proposed sale of Common Stock routed via J.P. Morgan Securities LLC. It lists transaction types including a compensation award and an open-market purchase, with multiple dates and numeric references present in the excerpt.

Who is the broker-dealer listed on the Form 144 for RITM?

J.P. Morgan Securities LLC is named as the broker-dealer with an address at 270 Park Avenue, New York. The excerpt associates that broker with the proposed Common Stock sale reported on the form.

Which transaction dates are shown in the RITM excerpt?

The excerpt includes dated entries: 01/01/2013 labeled as a compensation award, 01/01/2026 as a related reference, and 05/03/2019 listed as an open-market purchase. Those dates appear next to the described transaction types.

Does the excerpt list share or reference numbers for the filing?

Yes, the excerpt displays numeric references such as 80922, 728298, and 558306597 in the securities/broker section. These appear as filing or reference identifiers in the provided content.

Is the sale method disclosed in the RITM Form 144 excerpt?

The excerpt lists sale methods including a labeled Compensation award and an Open Market transaction type. The broker-dealer and transaction types are identified in the provided lines.