Welcome to our dedicated page for Rivian Automotive / DE SEC filings (Ticker: RIVN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rivian Automotive, Inc.’s SEC filings document the electric vehicle manufacturer’s operating results, production and delivery disclosures, capital structure, governance, and shareholder matters. Form 8-K reports cover financial results, Regulation FD updates, press releases, shareholder letters, material events, and non-GAAP reconciliations tied to Rivian’s vehicle production and business performance.
The filing record also includes capital-structure disclosures, such as an unregistered issuance of Class A common stock, and proxy materials covering board matters, executive compensation, equity incentive awards, and shareholder voting. These documents frame Rivian as a Delaware operating company with direct consumer and commercial sales, U.S. manufacturing operations, and recurring disclosure obligations around financing, governance, compensation, and operating risk.
Rivian Automotive CEO Robert J. Scaringe reported routine equity compensation activity involving Class A Common Stock. On May 15, 2026, 44,034 shares were withheld by the company to cover tax obligations tied to the vesting of 86,540 Restricted Stock Units. This tax-withholding disposition (code F) is not an open-market sale and reflects required tax payments on vested awards.
Following this event, Scaringe directly holds 957,104 Class A shares. He also has indirect holdings of 2,632,766 shares held by a trust and 2,297 shares held by an LLC, according to the filing.
Rivian Automotive Chief Financial Officer Claire McDonough reported recent share movements in the company’s Class A common stock. She sold 5,544 shares on May 18, 2026 at a weighted average price of $13.4346 per share under a pre-arranged Rule 10b5-1 trading plan.
Separately, 38,640 shares were withheld on May 15, 2026 to cover tax obligations tied to the vesting of 75,939 Restricted Stock Units. After these transactions, she directly holds 902,630 shares of Rivian Class A common stock.
Rivian Automotive Chief Administrative Officer Michael John Callahan reported a tax-related share disposition tied to equity compensation. On the vesting of 82,703 Restricted Stock Units on May 15, 2026, 42,082 shares of Class A Common Stock were withheld by the company to satisfy tax withholding obligations at a reference price of $14.52 per share. After this withholding, Callahan directly holds 1,072,176 shares of Rivian Class A Common Stock, indicating this was a routine compensation and tax event rather than an open-market trade.
Rivian Automotive Chief Accounting Officer Sreela Venkataratnam reported a routine tax-related share disposition. On vesting of 39,889 Restricted Stock Units on May 15, 2026, 17,486 shares of Class A Common Stock were withheld by the company to satisfy tax withholding obligations at a reference price of $14.52 per share. After this transaction, she directly holds 582,140 shares of Class A Common Stock.
RIVN affiliate filed a Form 144 to offer Common stock. The notice lists 5,544 Common shares of Restricted Stock dated 05/15/2026, with brokerage placement at Morgan Stanley Smith Barney LLC Executive Financial Services.
The filing also records a prior sale by Claire R. McDonough of 10,245 Common shares on 04/22/2026 for proceeds of $184,410.00. The filing date shown is 05/18/2026.
Rivian Automotive, Inc. reported an unregistered equity sale after achieving “Milestone #1” under a Subscription Agreement with SMB Holding Corporation and Uber Technologies, Inc. In April 2026, meeting this milestone triggered a $300 million investment commitment from SMB.
On May 4, 2026, after receiving $300 million from SMB, Rivian issued 19,553,911 shares of its Class A common stock at $15.3422 per share in a private transaction exempt from registration under Section 4(a)(2) of the Securities Act of 1933.
Volkswagen US-Holding, Inc., a wholly owned subsidiary of Volkswagen AG, bought 62,889,522 shares of Rivian Automotive, Inc. Class A common stock at $15.90 per share. The shares were acquired in a private placement under an Investment Agreement with Rivian.
Following this transaction, Volkswagen US-Holding, Inc. is reported as indirectly holding 209,769,645 Rivian Class A shares, and both Volkswagen US-Holding, Inc. and Volkswagen AG may be deemed to share beneficial ownership of these securities.
Rivian Automotive, Inc. reported that Volkswagen AG and its wholly owned subsidiary Volkswagen US-Holding, Inc. beneficially own 209,769,645 shares of Rivian Class A common stock, representing 15.9% of the class. The filing states 62,889,522 shares were issued to VWUSH on April 30, 2026 under the Investment Agreement. The percent calculation uses 1,256,505,294 shares outstanding as of April 21, 2026 plus the April 30 issuance.
Rivian Automotive, Inc. has filed a shelf registration statement to permit the company to offer and sell, from time to time after the registration becomes effective, Class A common stock, preferred stock, debt securities, depositary shares, warrants, purchase contracts and units.
The prospectus states that specific amounts, prices and terms for any offering will be provided in prospectus supplements; the shelf permits multiple types of securities to be sold in one or more offerings, from time to time after the effective date of this registration statement.
Rivian Automotive, Inc. reported higher Q1 2026 revenue while remaining loss-making as it scales its EV and software businesses. Total revenue rose to $1.38 billion, up from $1.24 billion a year earlier, driven by growth in software and services. Net loss narrowed to $416 million versus $545 million, though operating loss deepened as costs increased.
The company produced 10,236 vehicles and delivered 10,365, and ended the quarter with $2.85 billion in cash and equivalents plus $1.99 billion in short-term investments. Operating cash outflow expanded to $703 million, reflecting working-capital swings and higher investments.
Strategically, Rivian advanced its software-focused joint venture with Volkswagen Group, recognizing $282 million of related revenue and a $506 million gain from deconsolidating Mind Robotics. After quarter-end it received $1.0 billion from Volkswagen Group for about 63 million shares, and signed a separate subscription agreement under which Uber-affiliated entities are expected to invest $300 million for roughly 20 million shares, with up to $950 million additional milestone-based consideration tied to autonomous-vehicle collaboration.