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Rocket Companies (NYSE: RKT) director reports 5,000-share Rule 10b5-1 sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) director reports planned stock sales. A company director filed a Form 4 disclosing the sale of 2,500 shares of Class A common stock on 11/28/2025 at a weighted average price of $19.8887 per share and another 2,500 shares on 12/01/2025 at a weighted average price of $19.8138 per share. These 5,000 shares were sold under a Rule 10b5-1 trading plan adopted on August 11, 2025, which is designed to pre-schedule trades.

After these transactions, the director reports beneficial ownership of 998,184 Class A shares directly, plus 2,511,005 Class L-1 and 2,361,005 Class L-2 common shares directly. The filing also shows 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT), indicating the director continues to hold a substantial stake in Rocket Companies.

Positive

  • None.

Negative

  • None.
Insider Rizik Matthew
Role Director
Sold 5,000 shs ($99K)
Type Security Shares Price Value
Sale Class A common stock 2,500 $19.8138 $50K
Sale Class A common stock 2,500 $19.8887 $50K
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
holding Class L-1 common stock -- -- --
holding Class L-2 common stock -- -- --
Holdings After Transaction: Class A common stock — 998,184 shares (Direct); Class L-1 common stock — 2,511,005 shares (Direct); Class L-2 common stock — 2,361,005 shares (Direct); Class L-1 common stock — 675,000 shares (Indirect, by grantor retained annuity trust (GRAT)); Class L-2 common stock — 825,000 shares (Indirect, by grantor retained annuity trust (GRAT))
Footnotes (1)
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $19.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.015 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rizik Matthew
(Last) (First) (Middle)
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE
(Street)
DETROIT MI 48226
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A common stock 11/28/2025 S(1) 2,500 D $19.8887(2) 1,000,684 D
Class A common stock 12/01/2025 S(1) 2,500 D $19.8138(3) 998,184 D
Class L-1 common stock 2,511,005 D
Class L-2 common stock 2,361,005 D
Class L-1 common stock 675,000 I by grantor retained annuity trust (GRAT)
Class L-2 common stock 825,000 I by grantor retained annuity trust (GRAT)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $19.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.015 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Elisabeth Gormley, attorney in fact 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many Rocket Companies (RKT) shares did the director sell in this Form 4?

The director sold a total of 5,000 shares of Class A common stock, consisting of 2,500 shares on 11/28/2025 and 2,500 shares on 12/01/2025.

At what prices were the Rocket Companies (RKT) shares sold?

The 2,500 shares sold on 11/28/2025 had a weighted average price of $19.8887 per share, and the 2,500 shares sold on 12/01/2025 had a weighted average price of $19.8138 per share, with individual trades in stated price ranges.

Is the Rocket Companies (RKT) director using a Rule 10b5-1 trading plan?

Yes. The filing states that these transactions were effected under a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2025.

How many Rocket Companies (RKT) Class A shares does the director still own after these sales?

Following the reported transactions, the director beneficially owns 998,184 shares of Class A common stock directly.

What other Rocket Companies (RKT) share classes does the director hold?

The director directly holds 2,511,005 shares of Class L-1 common stock and 2,361,005 shares of Class L-2 common stock. In addition, there are 675,000 Class L-1 and 825,000 Class L-2 common shares held indirectly through a grantor retained annuity trust (GRAT).

What is the director’s relationship to Rocket Companies (RKT) as disclosed?

The filing identifies the reporting person as a director of Rocket Companies, Inc., with the Form 4 filed by one reporting person.