Rocket director sells 225K shares at $13.11

Available on EDGAR 09/16/2026 - 04:06 PM EDT Accepted by SEC EDGAR 09/16/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rocket Companies, Inc. (RKT) director and Rocket Mortgage president and CEO Jesse K. Bray reported that the Jesse K. Bray Living Trust sold 225,000 shares of Class A common stock on September 15, 2026, at a weighted average price of $13.11 per share under a pre-arranged Rule 10b5-1 trading plan adopted on June 16, 2026.

After this sale, Bray is reported to hold 7,953,027 shares indirectly through the trust and 7,870,140 shares directly of Rocket Companies Class A common stock.

Insider Trade Summary 10b5-1

Net Seller: 225,000 shares

Net Sell 1 txn

Insider Bray Jesse K

Role Pres & CEO, Rocket Mortgage

Sold 225,000 shs ($2.95M)

Type	Security	Shares	Price	Value
Sale	Class A common stock F1, F2	225,000	$13.11	$2.95M
Holding	Class A common stock	--	--	--

Holdings After Transaction: Class A common stock — 7,953,027 shares (Indirect, By The Jesse K. Bray Living Trust); Class A common stock — 7,870,140 shares (Direct)

Footnotes (2)

1. F1. The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on .June 16, 2026.
2. F2. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.92 to $13.34 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 225,000 shares Weighted average sale price: $13.11 per share Sale price range: $12.92–$13.34 per share +3 more

6 metrics

Shares sold 225,000 shares Class A common stock sold on September 15, 2026 by the Jesse K. Bray Living Trust

Weighted average sale price $13.11 per share Average price for the 225,000 Rocket Companies shares sold on September 15, 2026

Sale price range $12.92–$13.34 per share Range of prices at which the reported Rocket Companies shares were sold

Indirect holdings after transaction 7,953,027 shares Class A common stock held indirectly through the Jesse K. Bray Living Trust after the sale

Direct holdings after transaction 7,870,140 shares Class A common stock held directly by Jesse K. Bray following the reported activity

Rule 10b5-1 plan adoption date June 16, 2026 Date the Jesse K. Bray Living Trust adopted the Rule 10b5-1 trading plan used for the sale

Key Terms

Rule 10b5-1 trading plan, weighted average price, Living Trust

3 terms

Rule 10b5-1 trading plan regulatory

"The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust..."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The reported price in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Living Trust other

"The transactions were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust..."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RKT report for Jesse K. Bray on September 15, 2026?

Rocket Companies reported that the Jesse K. Bray Living Trust sold 225,000 shares of Class A common stock on September 15, 2026 at a weighted average price of $13.11 per share, in a sale associated with director and executive Jesse K. Bray.

At what prices were the RKT shares sold in Jesse K. Bray’s September 2026 transaction?

The filing states a weighted average sale price of $13.11 per share. The shares were sold in multiple transactions at prices ranging from $12.92 to $13.34 per share, with full trade details available on request as noted in the disclosure.

How many RKT shares does Jesse K. Bray hold indirectly after this reported sale?

After the reported sale, the filing shows that Jesse K. Bray holds 7,953,027 shares of Rocket Companies Class A common stock indirectly through the Jesse K. Bray Living Trust.

How many RKT shares does Jesse K. Bray hold directly after the reported transaction?

The filing includes a holding entry showing that Jesse K. Bray holds 7,870,140 shares of Rocket Companies Class A common stock directly following the reported activity on September 15, 2026.

Was Jesse K. Bray’s September 2026 sale of RKT shares made under a Rule 10b5-1 plan?

Yes. The disclosure states that the transactions were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust on June 16, 2026, indicating they were pre-arranged under that plan.

Who executed the RKT share sale reported for September 15, 2026?

The sale involved shares held by the Jesse K. Bray Living Trust, which is associated with Jesse K. Bray, a director of Rocket Companies and the president and CEO of Rocket Mortgage. The filing attributes the transaction to the trust’s holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bray Jesse K

(Last) (First) (Middle)

C/O ROCKET COMPANIES, INC.

1050 WOODWARD AVE.

(Street)

DETROIT MICHIGAN 48226

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket Companies, Inc. [ RKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres & CEO, Rocket Mortgage

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	09/15/2026		S		225,000(1)	D	$13.11(2)	7,953,027	I	By The Jesse K. Bray Living Trust
Class A common stock								7,870,140	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transactions reported on this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the Jesse K. Bray Living Trust (the "Trust") on .June 16, 2026.

2. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.92 to $13.34 per share. The Reporting Person, on behalf of the Trust, undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Elisabeth Gormley, attorney in fact	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)