STOCK TITAN

RLI Corp (NYSE: RLI) VP updates stake after RSU vesting and tax shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RLI Corp vice president and controller Seth Anthony Davis reported routine equity compensation activity involving restricted stock units. On May 4, 2026, 300 restricted stock units vested into the same number of common shares, and 146 shares were delivered back to the company to satisfy tax obligations at $50.73 per share. An additional 29 common shares were acquired through vested accrued special and regular dividend equivalents tied to the restricted stock units. Following these transactions, Davis directly holds about 31,091 shares of RLI common stock. No open-market purchases or sales were reported in this filing.

Positive

  • None.

Negative

  • None.
Insider Davis Seth Anthony
Role VICE PRESIDENT, CONTROLLER
Type Security Shares Price Value
Exercise Restricted Stock Unit 300 $0.00 --
Exercise Common Stock 300 $0.00 --
Other Common Stock 29 $0.00 --
Tax Withholding Common Stock 146 $50.73 $7K
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct, null); Common Stock — 31,062.287 shares (Direct, null)
Footnotes (1)
  1. Shares acquired on the vesting of restricted stock units. Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units. Upon vesting, each restricted stock unit represents the right to receive one share of common stock. These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.
RSUs vested 300 units/shares Restricted stock units converting into common stock on May 4, 2026
Tax withholding shares 146 shares at $50.73 Shares delivered to cover tax liability on May 4, 2026
Dividend-equivalent shares 29 shares Accrued special and regular dividend equivalents vesting into stock
Holdings after transactions 31,091.2874 shares Directly held RLI common stock after May 4, 2026 updates
Exercise/Conversion count 300 shares exercised Exercise or conversion of derivative security (restricted stock units)
Restricted Stock Unit financial
"security_title: "Restricted Stock Unit" and footnote "Upon vesting, each restricted stock unit represents the right to receive one share""
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" with code F for 146.0000 shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security" for RSU vesting"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
dividend equivalents financial
"footnote: "vesting of accrued special and regular dividend equivalents on restricted stock units""
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
scheduled to vest 100% on the third anniversary financial
"footnote: "These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Davis Seth Anthony

(Last)(First)(Middle)
9025 N. LINDBERGH DRIVE

(Street)
PEORIA ILLINOIS 61615

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RLI CORP [ RLI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VICE PRESIDENT, CONTROLLER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/04/2026M(1)300A$031,062.2874D
Common Stock05/04/2026J(2)29A$031,091.2874D
Common Stock05/04/2026F146D$50.7330,945.2874D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(3)05/04/2026M(1)300 (4) (4)Common Stock300$00D
Explanation of Responses:
1. Shares acquired on the vesting of restricted stock units.
2. Shares acquired on the vesting of accrued special and regular dividend equivalents on restricted stock units.
3. Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
4. These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.
/s/ Seth A. Davis05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did RLI (RLI) executive Seth Anthony Davis report in this Form 4?

Seth Anthony Davis reported routine equity compensation activity. 300 restricted stock units vested into common shares, 146 shares were withheld for taxes, and 29 dividend-equivalent shares were acquired, leaving him with about 31,091 directly held RLI common shares.

How many RLI (RLI) restricted stock units vested for Seth Anthony Davis?

A total of 300 restricted stock units vested into 300 shares of RLI common stock. These units convert one-for-one into common shares upon vesting, as disclosed, and form part of Davis’s ongoing equity compensation from the company.

Why were 146 RLI (RLI) shares surrendered in Seth Anthony Davis’s Form 4?

146 RLI common shares were delivered back to cover tax obligations related to the restricted stock vesting. This tax-withholding disposition used shares valued at $50.73 each, a standard mechanism rather than an open-market sale by the executive.

What are the 29 additional RLI (RLI) shares reported by Seth Anthony Davis?

The 29 additional RLI shares came from accrued special and regular dividend equivalents on restricted stock units. When the underlying units vested, these dividend equivalents also converted into common shares, slightly increasing Davis’s direct ownership stake.

How many RLI (RLI) shares does Seth Anthony Davis hold after these transactions?

After the reported vesting, tax withholding, and dividend-equivalent share issuance, Seth Anthony Davis directly holds about 31,091 shares of RLI common stock. This reflects his updated equity position following the May 4, 2026 compensation-related transactions.