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CFO Lu Chao receives 10M RLX Technology (RLX) stock options grant

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RLX Technology Inc. reported that its Chief Financial Officer, Lu Chao, received a grant of stock options covering 10,000,000 Class A ordinary shares under the company’s 2021 Share Incentive Plan on July 31, 2026. Subject to continued service, these options become exercisable with respect to 1,700,000 shares on each of July 31, 2027, 2028, 2029, 2030 and 2031, and with respect to the remaining 1,500,000 shares on July 31, 2032. The options have an exercise price of $0.0000 per share and expire on July 31, 2036. Following these awards, Lu Chao is reported to hold 6,000,000 ADS (each representing one Class A ordinary share) directly.

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Insider Lu Chao
Role Chief Financial Officer
Type Security Shares Price Value
Grant/Award Stock Option (right to buy) F1 1,700,000 $0.00 $0.00
Grant/Award Stock Option (right to buy) F1 1,700,000 $0.00 $0.00
Grant/Award Stock Option (right to buy) F1 1,700,000 $0.00 $0.00
Grant/Award Stock Option (right to buy) F1 1,700,000 $0.00 $0.00
Grant/Award Stock Option (right to buy) F1 1,700,000 $0.00 $0.00
Grant/Award Stock Option (right to buy) F1 1,500,000 $0.00 $0.00
holding ADS (each representing one Class A Ordinary Share) -- -- --
Holdings After Transaction: Stock Option (right to buy) — 35,500,000 shares (Direct); ADS (each representing one Class A Ordinary Share) — 6,000,000 shares (Direct)
Footnotes (1)
  1. F1. The option was granted on July 31, 2026 under the Issuer's 2021 Share Incentive Plan and covers 10,000,000 Class A ordinary shares. Subject to the reporting person's continued service, the option becomes exercisable with respect to 1,700,000 shares on each of July 31, 2027, 2028, 2029, 2030 and 2031, and with respect to the remaining 1,500,000 shares on July 31, 2032.
Option grant size 10,000,000 shares Class A ordinary shares covered by Lu Chao’s stock option granted July 31, 2026
Annual vesting tranches 1,700,000 shares Number of shares becoming exercisable on each of July 31, 2027, 2028, 2029, 2030 and 2031
Final vesting tranche 1,500,000 shares Shares becoming exercisable on July 31, 2032 under the same option
Exercise price $0.0000 per share Exercise price of Lu Chao’s stock options for 10,000,000 Class A ordinary shares
Option expiration July 31, 2036 Expiration date applicable to the stock options granted on July 31, 2026
ADS holdings 6,000,000 ADS Directly held ADS (each representing one Class A ordinary share) reported for Lu Chao
Stock Option financial
"The option was granted on July 31, 2026 under the Issuer's 2021 Share Incentive Plan"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
2021 Share Incentive Plan financial
"granted on July 31, 2026 under the Issuer's 2021 Share Incentive Plan"
ADS financial
"ADS (each representing one Class A Ordinary Share)"
Ads are paid promotional messages a company places across media — online, on TV, in print, or on social platforms — to attract customers, explain products, or shape public perception. For investors, ads matter because they drive sales growth, affect how much a company must spend to win customers, and influence brand strength and long-term value. Ads can also create regulatory or reputational risk if claims are misleading, which can affect profits and stock price.
Class A ordinary shares financial
"covers 10,000,000 Class A ordinary shares"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

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FAQ

What did RLX (RLX) disclose about CFO Lu Chao’s new equity awards?

RLX Technology disclosed that CFO Lu Chao received a stock option grant covering 10,000,000 Class A ordinary shares. The options were granted on July 31, 2026 under the company’s 2021 Share Incentive Plan as part of his compensation.

What is the vesting schedule for Lu Chao’s new RLX (RLX) stock options?

The option becomes exercisable for 1,700,000 shares on each of July 31, 2027, 2028, 2029, 2030 and 2031, and for the remaining 1,500,000 shares on July 31, 2032, subject to Lu Chao’s continued service with RLX Technology.

What are the exercise price and expiration date of Lu Chao’s RLX (RLX) stock options?

Lu Chao’s stock options have an exercise price of $0.0000 per share and an expiration date of July 31, 2036. These terms apply to the full 10,000,000-share option granted under RLX Technology’s 2021 Share Incentive Plan.

How many RLX (RLX) ADS does CFO Lu Chao hold after the reported transactions?

After the reported option grant, Lu Chao is shown holding 6,000,000 ADS, each representing one Class A ordinary share of RLX Technology. This figure reflects his direct ownership as of the reported date in the filing data.

Are Lu Chao’s RLX (RLX) stock options immediately exercisable?

No, the options are not immediately exercisable. They become exercisable for 1,700,000 shares on each of July 31, 2027–2031, and for the remaining 1,500,000 shares on July 31, 2032, contingent on his continued service.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Chao

(Last)(First)(Middle)
UNIT 1916, CHINA BUILDING,
29 QUEEN'S ROAD CENTRAL

(Street)
CENTRAL

(City)(State)(Zip)

HONG KONG

(Country)
2. Issuer Name and Ticker or Trading Symbol
RLX Technology Inc. [ RLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
ADS (each representing one Class A Ordinary Share)6,000,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)(1)$0.0007/31/2026A1,700,00007/31/202707/31/2036Class A ordinary shares1,700,000$0.001,700,000D
Stock Option (right to buy)(1)$0.0007/31/2026A1,700,00007/31/202807/31/2036Class A ordinary shares1,700,000$0.003,400,000D
Stock Option (right to buy)(1)$0.0007/31/2026A1,700,00007/31/202907/31/2036Class A ordinary shares1,700,000$0.005,100,000D
Stock Option (right to buy)(1)$0.0007/31/2026A1,700,00007/31/203007/31/2036Class A ordinary shares1,700,000$0.006,800,000D
Stock Option (right to buy)(1)$0.0007/31/2026A1,700,00007/31/203107/31/2036Class A ordinary shares1,700,000$0.008,500,000D
Stock Option (right to buy)(1)$0.0007/31/2026A1,500,00007/31/203207/31/2036Class A ordinary shares1,500,000$0.0010,000,000D
Explanation of Responses:
1. The option was granted on July 31, 2026 under the Issuer's 2021 Share Incentive Plan and covers 10,000,000 Class A ordinary shares. Subject to the reporting person's continued service, the option becomes exercisable with respect to 1,700,000 shares on each of July 31, 2027, 2028, 2029, 2030 and 2031, and with respect to the remaining 1,500,000 shares on July 31, 2032.
/s/ Chao Lu08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)