Welcome to our dedicated page for Rocky Mountain Chocolate Factory SEC filings (Ticker: RMCF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocky Mountain Chocolate Factory, Inc. (Nasdaq: RMCF) files a range of documents with the U.S. Securities and Exchange Commission that shed light on its financial condition, franchise operations, and corporate actions. As a franchiser of a premium chocolate and confectionary retail store concept and a manufacturer of chocolate candies and confectionery products, its SEC filings provide detail beyond headline financial results.
Investors can use this page to access current reports on Form 8-K, where the company furnishes quarterly earnings press releases, earnings call transcripts, investor presentations, and other material events. Recent 8-K filings cover fiscal 2026 first, second, and third quarter results, including revenue broken out between sales and franchise and royalty fees, cost structure, net loss, and reconciliations of net loss to EBITDA. Other 8-Ks describe credit agreements and amendments that establish term loans for capital investment and working capital needs, including key terms such as maturity dates, interest rates, financial covenants, and related security interests.
Additional 8-K filings address Nasdaq listing matters and governance, such as the transfer of RMCF’s listing from The Nasdaq Global Market to The Nasdaq Capital Market and notices of noncompliance with certain corporate governance requirements following a director resignation. These filings explain that the company’s common stock continues to trade under the symbol RMCF and outline available cure periods.
Through Stock Titan, users can view RMCF’s SEC filings as they are made available from EDGAR and take advantage of AI-powered summaries that explain the key points of lengthy documents in plain language. This includes highlighting important items in earnings releases, clarifying the implications of new credit facilities, and summarizing shareholder meeting results and advisory votes on executive compensation. The filings page also provides access to exhibits such as investor presentations and voting results from the company’s annual meeting of stockholders.
Rocky Mountain Chocolate Factory filed an amended S-1 to register the resale of up to 1,500,000 shares of common stock held by a single selling stockholder. These shares were issued in a December 18, 2025 private placement at $1.80 per share.
The company is not selling any shares in this offering and will not receive proceeds from any resale. As of December 31, 2025, 9,332,822 shares of common stock were outstanding. The selling investor may also designate a member of the board of directors, initially Alberto Pérez-Jácome Friscione.
The prospectus warns that large resales could pressure the stock price and that future financings may dilute current holders. The company’s audited financial statements include an explanatory paragraph about its ability to continue as a going concern, underscoring existing financial risk factors already described in its Form 10-K.
Rocky Mountain Chocolate Factory, Inc. is registering up to 1,500,000 shares of common stock for resale by a single selling stockholder that previously bought these shares in a private placement.
The company sold 1,500,000 shares to -D Rocky Mountain Chocolate Holdings LLC on December 18, 2025 at $1.80 per share, and intends to use those private placement proceeds for working capital and general corporate purposes. This resale registration simply allows that investor to sell its shares over time; the company will not receive any proceeds from these resales.
Shares may be sold on Nasdaq or in private transactions at market, fixed, or negotiated prices. The company had 9,332,822 shares of common stock outstanding as of December 31, 2025, and its stock last traded at $2.02 per share on January 16, 2026.
Rocky Mountain Chocolate Factory’s interim CEO and director Jeffrey R. Geygan reported an indirect purchase of company stock through an affiliated investment manager. On January 16, 2026, Global Value Investment Corporation, which he controls, bought 11,300 shares of common stock at a weighted average price of $1.9781 per share, recorded as an indirect holding. Following this transaction, accounts managed by Global Value Investment Corporation held 1,792,478 shares, while Geygan also held 185,041 shares directly. Footnotes state he may be deemed to beneficially own the indirectly held shares through his control of the manager, but he disclaims beneficial ownership except to the extent of any pecuniary interest.
Rocky Mountain Chocolate Factory, Inc. (RMCF)Global Value Investment Corp. (GVIC)January 16, 202611,300 shares of common stock$1.9781 per share1,971,306 shares6,213 shares
Rocky Mountain Chocolate Factory director Alberto Perez Jacome Friscione received an annual equity grant of 16,394 shares of common stock on December 22, 2025. The shares were awarded at a price of $0 per share as the annual common stock grant to non-employee directors under the Board of Directors compensation program, resulting in direct ownership of 16,394 shares after the transaction.
Rocky Mountain Chocolate Factory, Inc. director Perez Jacome Friscione Alberto filed an initial ownership report on Form 3 as of 12/18/2025. The filing shows beneficial ownership of 0 shares of common stock held directly and no derivative securities listed in the accompanying table. This indicates that, at the time of becoming a reporting director, he did not report any equity or option holdings in the company.
Rocky Mountain Chocolate Factory narrowed its loss for the quarter ended November 30, 2025 as margins improved, but it still faces financial strain. Quarterly revenue slipped to
For the nine months, revenue was roughly flat at
Rocky Mountain Chocolate Factory, Inc. reported its results of operations for the three and nine months ended November 30, 2025, through a press release dated January 13, 2026.
The company furnished this press release as Exhibit 99.1 to a current report, rather than treating it as filed under the securities laws. The report was signed by Interim Chief Executive Officer Jeffrey R. Geygan.
Rocky Mountain Chocolate Factory, Inc. filed a Form 8-K stating that on November 25, 2025, it issued a press release reporting recent updates to its business. The company furnished this press release as Exhibit 99.1 under Regulation FD, clarifying that the information is furnished rather than filed for Exchange Act liability purposes.
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